- Synchrony (Charlotte, NC)
- …+ Responsible for process controls, & maintaining regulatory review rhythm with Compliance , Legal & Fair Lending + Manage the Strategy control function for ... degree and 7+ years of experience building analytically derived strategies within Fraud, Credit , Marketing, Risk or Collections in Financial services, or in lieu of… more
- Wells Fargo (Charlotte, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Wells Fargo's analytic and data community through cross-functional collaboration, senior leader exposure, and both personal and professional development through… more
- TD Bank (Charlotte, NC)
- …for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams ... to ensure that all regulatory, compliance , audit, and self-ID findings are remediated and customer...regulatory bodies including FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver… more
- Southern States Cooperative, Inc (Lenoir, NC)
- …multi-level role ranges from entry-level customer support and bookkeeping to senior -level customer relations, office administration, and coordination of high volume ... Maintain confidential information relating to sales documents, transactions, and credit records. Comply with all policies and regulations regarding records… more
- Wells Fargo (Charlotte, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Wells Fargo is seeking a visionary and execution-focused **Lead Digital Product Manager ** to drive the strategy, architecture, and delivery of **GenAI and Agentic… more
- Bank of America (Charlotte, NC)
- …(EWI); up-front engagement of Liquidity Risk & LOB team and approval via senior executives and broker-dealer Board of Directors, as appropriate. Monitor and notify ... and Financing businesses and any concerns are appropriately escalated to senior management. Perform independent analysis to generate an independent viewpoint and… more
- Republic Finance, LLC (Fayetteville, NC)
- Overview & Responsibilities Are you a current Junior or Senior in college that is seeking an Internship with a Finance or Business focus? If so, then look no more! ... including: the Republic Way sales and customer service approach, compliance training, loan closing, leadership training as well as...go through an accelerated version of the Assistant Branch Manager Program to learn the loan process and all… more
- TD Bank (Charlotte, NC)
- …responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ) ... + Ensures that business / department operations are in compliance with applicable internal and external requirements (eg financial...and reward the contributions of others + As a senior executive team member, and across all areas of… more
- TD Bank (Charlotte, NC)
- …by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise Risk ... compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others… more
- SMBC (Charlotte, NC)
- …qualified individual as a Model Validation Analyst that will report to the Compliance Model Validation Manager , in the Risk Management Department, Americas ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...Division. The Compliance Model Validation Analyst will perform the validation of… more