- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- KeyBank (Amherst, NY)
- …and in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have a specific...are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain… more
- HSBC (New York, NY)
- …our people, our investors, our communities, and the planet we all share. The Senior Equity Portfolio Manager is responsible for the ongoing management of the ... internal stakeholders, and supporting the commercial success. As our Senior Equity Portfolio Manager you will: +...oversight of the end-to-end derivatives process eg Operations, Legal, Compliance , Risk, etc + Lead, mentor, and develop a… more
- NBT Bank (Norwich, NY)
- …methods and procedures to make daily operations more efficient. Acts as a the senior operations person (within Trust Operations) with regard to sign off on daily ... vendor meeting. + 30% Coordinate with WM Director of Fiduciary Services to provide support to the WM Trust,...WM Trust, Retirement and Investment departments. Coordinate with WM Compliance Officer to ensure adherence to policies and procedures… more
- Comerica (New York, NY)
- …accurate. Administratively monitors and tracks tax reporting activities, coordinating with more senior Trust Administrators COMPLIANCE Meets all compliance ... completing AML compliance training, completing all other organization required compliance training. Stays current on fiduciary /tax/legal changes that effect… more