- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- ManpowerGroup (Charlotte, NC)
- **Our Financial Services Company is looking for a Senior Product Manager ** **Role: Senior Product Manager of Retirement Distributions** **Location: ... **Rate: $85/hr on W2** **Position Overview** We are seeking an experienced Senior Product Manager to lead our retirement distributions product portfolio,… more
- TD Bank (Charlotte, NC)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- Equitable (Charlotte, NC)
- Equitable Advisors, Senior Product Manager - Retirement Plans ( 250000FY ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED ... solutions, insurance products and retirement plan business. Responsibilities of the Product Manager include, but are not limited to: + Maintaining a strong… more
- TD Bank (Charlotte, NC)
- …Banking.** **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with ... + **Participate in other initiatives as needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence… more
- City National Bank (Charlotte, NC)
- …analyze results of testing performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, ... *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY?...Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk). Additionally, the position is responsible for maintaining… more
- Highmark Health (Raleigh, NC)
- …management to ensure continuous improvement of processes: negotiate and collaborate with senior executives and staff to develop solutions and options; develop and ... business objectives + 5 - 7 years establishing budgets and meeting fiduciary goals **Preferred** + Experience managing an Identity and Access Management program… more