- TD Bank (Charlotte, NC)
- …the role which is outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and ... as appropriate. **We are seeking a dynamic and forward-thinking Senior Manager to lead the strategic development...have direct reports but will partner closely with other senior managers who lead functional verticals (eg, compliance… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and ... Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance...Total Rewards Package** Our Total Rewards package reflects the investments we make in our colleagues to help them… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance will supervise and/or ... on availability and individual circumstances._ **Job Description Summary:** The Senior Manager , Compliance Testing oversees...Total Rewards Package** Our Total Rewards package reflects the investments we make in our colleagues to help them… more
- Coinbase (Charlotte, NC)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead ... of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind...performing team, setting up the organization for success through investments in career growth. What we look for in… more
- Lenovo (Morrisville, NC)
- Senior Manager , Export Compliance and Licensing **General Information** Req # WD00089257 Career area: Hardware Engineering Country/Region: United States of ... emerging and foundational technology controls strategy. This position will report to the Senior Manager , Export Compliance and Licensing. This role will… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively ... prepare for audit exams. The manager is responsible for developing an annual plan to...detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key… more
- TD Bank (Charlotte, NC)
- …coordination of processes and information across related teams + Generally reports to a Manager / Senior Manager Compliance **EXPERIENCE & EDUCATION** + ... issues and related program risks and issues. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the … more
- TD Bank (Charlotte, NC)
- …will be supported by a Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management. The ... critical role reports to the lead Governance Program Management Senior Manager and will lead the design...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Retail Investment Research Analyst to join the Global Manager Research (GMR) Team as part of Wealth & ... Investment Management. Learn more about the career areas and...military experience, education **Desired Qualifications:** + Experience in money manager research, particularly on alternative investments . +… more
- TD Bank (Charlotte, NC)
- …activities across various lines of business, banking offices, and operating departments. The Compliance Manager Interacts with senior management in assigned ... enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance ...of issues and events. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library… more
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