- Capital One (New York, NY)
- Senior Director, Lead AML Advisor for Card...Advisory, who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a candidate ... lines of defense, tailored to Capital One's products, services, risks, and capabilities. The Senior Director, Lead AML Advisor for Capital One's Card lines of… more
- Scotiabank (New York, NY)
- Senior Audit Manager, US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of...candidate will be a subject matter expert on US AML /BSA/Sanctions requirements, including but not limited to the Bank… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders ... topics. Support the organization in strategic investments and acquisitions from an AML and OFAC regulatory compliance perspective. **ESSENTIAL JOB FUNCTIONS** +… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders ... compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting, project tracking, and administrative matters.… more
- Citigroup (New York, NY)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our… more
- Citigroup (New York, NY)
- …all acquisition systems and the various AML systems. Understand all inherent AML compliance risks and help mitigate them across Retail, Cards and Wealth ... and Retail Bank, to close execution gaps related to AML KYC (Know Your Client) policies. Track all identified...Track all identified issues and work with Business Risk, Compliance , Operations, and Technology to actively identify new KYC… more
- Scotiabank (New York, NY)
- …Partners across senior executives US CIO, Global CISO, Risk, Operations, compliance and legal teams to deliver improved US regulatory outcomes and strategies. + ... of systems or asset data and deliver monthly / quarterly reporting for senior management, Internal Controls, GRM, Compliance , Audit, Operational Risk or 1A… more
- Citigroup (New York, NY)
- …escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management + ... The Business Risk Officer is a strategic professional who stays abreast...applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7, 66… more