- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... Testing Team covers the TDS US businesses and certain global businesses, working with regional testing teams across the...working with regional testing teams across the globe. This Compliance Officer will also support other aspects… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 ... with our Legal counterparts, business and engineering stakeholders to ensure compliance with current/developing rules and regulations, implement global training… more
- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... land, sea and cyber domains in the interest of global security. We support government customers in more than...seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/chief- global - compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- Citigroup (New York, NY)
- …serves as an in-business credit function organized around our strategic industries and global target market approach. CLM plays a critical role of the client ... will based in New York, NY. The CLM Credit Officer facilitates the end-to-end lending process for a covered...can advise or lead strategic projects for US or Global CLM initiatives and provide critical inputs that direct… more
- HUB International (New York, NY)
- …be a highly visible, senior leadership position, reporting directly into the Global /Executive Chief Compliance and Risk Officer , working closely with RPW ... Summary:** The **Deputy Chief Compliance and Risk Officer ** will be responsible for assisting the Global...strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York location. Duties: Oversee Citi Private Bank (CPB) portfolios with ... years of progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related… more
- S&P Global (New York, NY)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... property. **The Impact:** The Analytic Quality & Validation Review Officer plays a pivotal role in ensuring the integrity...effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives businesses on CFTC, SEC, and… more