- City of New York (New York, NY)
- …of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of ... integrity, and makes sure they adhere to best practices, comply with legal and regulatory requirements and adhere to all relevant policies. OAQA is comprised of the… more
- Touro University (New York, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-New York ... data, and ensure compliance with institutional policies. + Knowledge of compliance , safety protocols, and other regulatory requirements for hosting events. +… more
- MUFG (New York, NY)
- …with little support from management. **Policy Compliance ** + Ensure compliance with external regulatory /internal policy and procedural requirements + ... customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk… more
- Bank of America (New York, NY)
- …Active Listening + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st shift (United States ... including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more
- The New Jewish Home (Manhattan, NY)
- …Finance to join our team! Job Summary: Reporting to the Chief Financial Officer , the Director of Finance is responsible for overseeing all accounting functions ... and reporting systems. The Director ensures the accuracy, efficiency, and compliance of all accounting and financial reporting activities in accordance with… more
- American Express (New York, NY)
- …Express. How will you make an impact in this role? The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk ... Officer , with the objective of ensuring that American Express...safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk… more
- St. John Fisher University (Rochester, NY)
- …assets and ensure compliance with GAAP , GASB , and other regulatory standards. Campus Engagement & Support + Provides financial guidance and training to campus ... The Controller serves as the chief accounting and financial reporting officer of the University, responsible for the integrity, accuracy, and transparency… more
- Touro University (New York, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-New York ... construction, procurement, transactions, affiliations, litigation, policy formulation and enforcement, compliance , corporate law, regulatory , and ad hoc… more
- Huntington National Bank (New York, NY)
- …of prospects and clients. Accountable for risk evaluation and associated regulatory compliance requirements. + Provides independent, in-depth analysis of ... for financial statement spreading, risk rating integrity, periodic reviews, annual reviews, compliance , and regulatory review. + Maintains an extensive level of… more
- Cushman & Wakefield (New York, NY)
- …is not an option for this role) + Reports to the Chief Ethics and Compliance Officer Cushman & Wakefield also provides eligible employees with an opportunity to ... ensuring adherence to the company's Code of Conduct, and global legal/ regulatory requirements. + Draft detailed investigation reports and present findings,… more