- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- Citigroup (New York, NY)
- The Enterprise Data Office (EDO) Regulatory Management senior officer will be part of Citi's Technology & Business Enablement Regulatory Management team ... presentations, including supervisory themes and trends, + Actively inform and update senior management about ongoing and upcoming regulatory examinations, as… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in… more
- Raymond James Financial, Inc. (New York, NY)
- …the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...+ Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance… more
- Citigroup (New York, NY)
- …as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related position involving financial data analysis and ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New...engineering in support of regulatory compliance for a global financial institution.… more
- Bank of America (New York, NY)
- Senior Portfolio Management Officer -Commercial Real Estate Banking New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Portfolio-Management- Officer -Commercial-Real-Estate-Banking\_25026660-2) **Job Description:** At Bank of America,… more
- City National Bank (New York, NY)
- * SENIOR COMMUNITY DEVELOPMENT OUTREACH OFFICER * WHAT IS THE OPPORTUNITY? Responsible for variety of tasks related to ensuring the Bank's compliance under the ... goals. * Create and maintain reports for the CRA Officer regarding effectiveness of plans, recommending adjustments as needed...goals and other peer banks. * Keep current with regulatory changes, supervisory guidance and industry concerns WHAT DO… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer ...well as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong ... the product and business + Draft, update and review compliance policies in line with regulatory requirements...+ A track record of working with and advising senior business people on compliance matters +… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... in adhering to regulatory / compliance requirements and assists in implementing ...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more