- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their ... Leverages data to examine impacts to Customer Experience and Regulatory breaks. + Has the ability to operate with...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- Coinbase (Albany, NY)
- …security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for ... frameworks, and compliance documentation aligned with industry best practices and regulatory requirements *What we look for in you (ie. job requirements):* *… more
- Raymond James Financial, Inc. (New York, NY)
- …pace with the changing business environment. . Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), ... risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to… more
- JPMorgan Chase (New York, NY)
- …+ Lead the discussion and respond to questions regarding clients during internal and regulatory audits of the portfolio. + Ensure compliance with all audit and ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You help the… more
- Citigroup (Getzville, NY)
- …Controls and compliance with the GRA Standard and relevant external Regulatory Requirements. This role also requires working closely with Business and Finance ... Finance processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes and applications +… more
- American Express (New York, NY)
- … Compliance (GRC) teams. **How will you make an impact in this role?** This ** Senior Manager of Regulatory & Audit Exam Management** will be part of the team ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...help to strengthen ECM's risk and control environment. The Regulatory & Audit Exam team will support ECM's internal… more
- SMBC (New York, NY)
- …Advises and records all Wall Crossings. + Liaises with EMEA and Tokyo Compliance to ensure global consistency where necessary and/or desirable. + Performs local ... preferred. + Ability and confidence to successfully interact with management and senior bankers. + Ability to analyze complex situations and provide guidance in… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... Senior Lending Compliance Analyst - Remote...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- Skanska (Queens, NY)
- …The DBE Compliance Manager reports directly to the Business Unit DBE Compliance Officer (UDCO) or Project Manager, as determined. The DBE Compliance ... our values support and drive our D&I efforts. The Senior DBE Compliance Manager will take part...Compliance Manager Required Qualifications:** + Analyze and understand regulatory systems + Knowledge of the Federal, state and… more
- American Express (New York, NY)
- …Plan (BCP), Records Management and serving as the Line of Business Compliance Officer (LOBCO) (as LOBCO performing regulatory compliance reviews of new ... Management (RRM) team centrally manages RELM's reporting to management committees and senior leadership and leads the annual regulatory exam Risk Performance… more