• Senior Compliance Officer

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
    TD Bank (07/26/25)
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  • Senior Compliance Officer

    Marex (New York, NY)
    …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... for broker-dealer Regulatory Reporting process. + Carry out assigned compliance testing . + Coordinate and provide ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
    Marex (08/07/25)
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  • Operational and Compliance Risk…

    KeyBank (Buffalo, NY)
    …ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...assist in the design and execution of operational risk testing and continuous monitoring. Individuals work both autonomously on… more
    KeyBank (07/24/25)
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  • Model/ Analysis/ Validation Senior

    Citigroup (New York, NY)
    Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York location. Duties: Oversee Citi Private Bank (CPB) portfolios with ... years of progressive, post-baccalaureate experience as a Data Analyst, Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related… more
    Citigroup (08/08/25)
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  • Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
    Scotiabank (07/28/25)
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  • Sr. Compliance Officer - Monitoring…

    TD Bank (New York, NY)
    …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
    TD Bank (06/21/25)
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  • Business Aligned Supervisory Officer

    Wells Fargo (New York, NY)
    …Business Controls and COO teams as well as other support functions (eg, Compliance , Testing , Audit, Risk, Operations, Technology, Legal, and Human Resources). ... sound supervisory framework in supervision coverage, and the program is in compliance with applicable rules, regulations, and industry best practices. **In this… more
    Wells Fargo (07/29/25)
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  • Compliance Officer - Risk Evaluation…

    KeyBank (NY)
    compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, products, and ... this role assist in the design and execution of testing and continuous monitoring to evaluate Key's compliance...Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and… more
    KeyBank (07/30/25)
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  • Cybersecurity Officer - Application…

    MTA (New York, NY)
    Cybersecurity Officer - Application Security Job ID: 12376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Jul 18, 2025 Description JOB TITLE: Cybersecurity Officer - Application Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
    MTA (07/20/25)
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  • Sr. FCRM Officer , Corporate & Investment…

    TD Bank (New York, NY)
    …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...Conduct targeted AML/OFAC training, as appropriate. + Conduct periodic testing of AML functions as mandated by the Periodic… more
    TD Bank (07/02/25)
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