- Equitable (Charlotte, NC)
- Chief Compliance Officer ( 250000CZ ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... potential? Equitable is currently looking to hire a Chief Compliance Officer within Equitable Distributors Compliance...with a wholesale distributing broker dealer and/or in a senior compliance level role. * Demonstrated understanding… more
- Wells Fargo (Charlotte, NC)
- …Business Controls and COO teams as well as other support functions (eg, Compliance , Testing , Audit, Risk, Operations, Technology, Legal, and Human Resources). ... sound supervisory framework in supervision coverage, and the program is in compliance with applicable rules, regulations, and industry best practices. **In this… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... enhancing program effectiveness, mentoring team members, and promoting a culture of compliance and accountability. Success in this role will be measured by… more
- Banc of California (Durham, NC)
- …Security technical operations, including analysis of computing environment, security testing and documentation, as well as investigations, software research, ... processes, controls, templates, and rigors. + Evaluate effectiveness of security testing and training, including penetration testing , security awareness… more
- City of Asheville (Asheville, NC)
- …will be raised per city council approval. After 3 years of service as a police officer , officers advance to Senior Police Officer and are paid a salary ... Enforcement Certificate $30 daily on-call pay $50 Wellness Incentive Senior Police Officer status and Advanced Law...associated with the position. Cheating on any examination or testing associated with the position. + + The department… more
- The Walt Disney Company (Raleigh, NC)
- …and exterior. You will report to the Staff Captain Level: 3 stripes Senior Officer **Responsibilities :** + Oversee the exterior and interior maintenance. ... ship's stability, trim and keep proper ballast record in compliance with the Ballast Water Management Plan. + Oversee...Master unlimited license + 2+ years' experience as Chief Officer / Senior Officer on medium to… more
- CDM Smith (Winston Salem, NC)
- …employee-owned firm) is seeking a strategic, hands-on, and results-driven Chief Financial Officer (CFO) to lead our global financial operations. The CFO will be ... analyses, reports, and recommendations. * Establishes and maintains strong relationships with senior executives to identify their needs and seek a full range of… more
- The Walt Disney Company (Raleigh, NC)
- …responsible for compliance with environmental requirements. Level: 3 stripes Senior Officer **Responsibilities :** + Ship specialist on environmental matters ... grow as a person and as a professional, apply today. As Environmental Officer you will be the ship specialist on environmental matters, supervising the… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Lead Market Risk Officer for the Trade Product Stress Team (TPST) within Market & Counterparty Risk Management. TPST oversees regulatory and ... business-as-usual stress testing initiatives and collaborates across lines of business to...attention to detail. This individual will have exposure to senior leadership and regulatory stakeholders. Hold a platform to… more
- TD Bank (Charlotte, NC)
- …by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise Risk ... Risk Management and the Office of the Chief Risk Officer . They should have and should have the ability...risks, and controls as well as performing or challenging testing of controls. + Highly seasoned professional role requiring… more
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