- Raymond James Financial, Inc. (New York, NY)
- …requirements, and mitigate regulatory risks. As a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance ... Duties and Responsibilities** + Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction.… more
- PVH Corp. (New York, NY)
- …. **About the Role:** The Vice President of Global Tax Reporting, Compliance and Controversy will partner with the Senior Vice President ... Tax Reporting & Transformation to lead the global tax accounting, US tax compliance and tax controversy functions. This hands-on role oversees the quarterly and… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- University of Rochester (Rochester, NY)
- …meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related ... compliance standards. + **Risk Mitigation** : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check… more
- City of New York (New York, NY)
- …Contracting Officer is seeking a highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of ... Compliance . The successful candidate will have worked in a...as a member of the ACCO / Assistant Commissioner's senior management team. Advise the ACCO / DACCO on… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- American Express (New York, NY)
- …BU, including leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance metrics ... risk trends + Act as a trusted advisor to senior leaders, supporting a culture of compliance ...: + Advanced degree (eg, JD, MBA, MPA) or professional certifications such as CRCM or Bachelor's degree in… more
- KeyBank (Amherst, NY)
- …and in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. We are seeking a highly motivated compliance professional to join our global Compliance Strategy and ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more