- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- University of Rochester (Rochester, NY)
- …meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related ... compliance standards. + **Risk Mitigation** : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check… more
- City of New York (New York, NY)
- …Contracting Officer is seeking a highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of ... Compliance . The successful candidate will have worked in a...as a member of the ACCO / Assistant Commissioner's senior management team. Advise the ACCO / DACCO on… more
- JPMorgan Chase (New York, NY)
- …qualifications, capabilities and skills + 10+ years of work-related experience working in senior level roles within Risk Management and Compliance at a Global ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Escalation Standards + Provide oversight and credible challenge at Senior Level Committees and Forums across the LOBs and… more
- American Express (New York, NY)
- …BU, including leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance metrics ... risk trends + Act as a trusted advisor to senior leaders, supporting a culture of compliance ...: + Advanced degree (eg, JD, MBA, MPA) or professional certifications such as CRCM or Bachelor's degree in… more
- KeyBank (Amherst, NY)
- …and in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. We are seeking a highly motivated compliance professional to join our global Compliance Strategy and ... of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) +… more
- MTA (New York, NY)
- …Vice President of Environmental, Safety and Health, the Vice President of Environmental Compliance is a senior -level position within the Environmental, Health & ... Vice President, Environmental Compliance Job ID: 11620 Business Unit: Bridges and...Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, and… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... comprehensive and risk-based audit coverage. In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards;… more