- Wellington (New York, NY)
- …that aligns our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private ... Investments Compliance program , focusing on information controls. As Wellington is expanding...to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be… more
- TD Bank (New York, NY)
- …a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role ... day-to-day operations and in the design of a future-focused compliance program . This is not just about...on availability and individual circumstances._ **Job Profile Summary** The Senior Compliance Business Oversight Analyst … more
- Guardian Life (Albany, NY)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- City of New York (New York, NY)
- …Initiatives, which include HireNYC, Section 3, and Local Hiring initiatives Your Impact: The Senior Compliance Analyst - M/WBE Compliance is responsible ... equitable growth. Your Team: The Division of Economic Opportunity and Regulatory Compliance (EORC) supports HPDs mission by reviewing the integrity of applicants… more
- American Express (New York, NY)
- …American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Analyst to support the business in managing ... requirements and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory knowledge, a process… more
- Coinbase (Albany, NY)
- …we'd like to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX ... as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our care,… more
- Mastercard (Harrison, NY)
- …Senior Analyst must be knowledgeable and skilled in the relevant AML/CFT/Sanctions Compliance areas. The FIU Senior Analyst will assist the BSA/AML ... help people, businesses and governments realize their greatest potential._ **Title and Summary** FIU Senior Analyst Job Title: FIU Senior Analyst ,… more
- TD Bank (New York, NY)
- …and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Senior Analyst supports Volcker Program Governance across TD ... line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business...will work with you to meet your needs. The Senior Governance & Control Analyst provides specialized… more
- New York State Civil Service (Oxford, NY)
- NY HELP Yes Agency Health, Department of Title Senior Health Care Fiscal Analyst (NY HELPS) (Veteran Homes Centralized Billing Office) - 90440 Occupational ... is occurring. Ensure that policies and procedures maximize the program 's financial position.* Compile and analyze revenue financial information...or 70.4 of the Civil Service Law to a Senior Health care Fiscal Analyst (G18), Health… more
- New York State Civil Service (Albany, NY)
- NY HELP Yes Agency Addiction Services and Supports, Office of Title Senior Health Care Fiscal Analyst / Trainee (NY HELPS ) Occupational Category Financial, ... Western Avenue City Albany State NY Zip Code 12203 Duties Description Duties-The Senior Health Care Fiscal Analyst (SG-18) supports the DFA rate-setting,… more