- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- AON (NY)
- Aon's Private Risk Management group(APRM) is hiring for an Account Executive/Broker III. Aon Private Risk Management (APRM) designs, implements, and services ... customized personal risk management strategies for High-Net-Worth individuals and families. We...emerging leader with confirmed peer market relationships and emerging senior client relationships to join our team. The Account… more
- Scotiabank (New York, NY)
- …books. Adhere to day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and conduct ... Equity Derivatives Trader in New York, NY to help senior traders manage all market risk on...including but not limited to responsibilities under the operational risk management framework, regulatory compliance risk… more
- Citigroup (New York, NY)
- …FX). Understanding of MAR (Market Abuse Regulation) related behaviours through trading experience, compliance , risk , or other related business roles will be very ... 5-10 years' experience in credit related middle office, surveillance, risk management and/or regulatory compliance in one...and influencing skills as this leader will work with senior leaders, and audit partners on a regular basis.… more
- Equitable (New York, NY)
- …Policy & Compliance ** : Create and maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy ... Due Diligence Quality: Maintain investment evaluation standards across all asset classes. + Risk Parameter Compliance : Enforce risk limits and concentration… more
- TD Bank (New York, NY)
- …and productivity reporting. + Provide/review insightful and relevant commentary to Senior Management on business results, Forecast and Plan that provide a ... and participate in special projects/initiatives on behalf of the consolidated Risk Management team. + Provide thought leadership and recommendations for identifying… more
- TD Bank (New York, NY)
- …with multiple stakeholders + Leads projects of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs ... projects and activities; may provide process and subject matter advice at senior levels + Integrates the broader organizational context into advice and solutions… more
- Sunrise Senior Living (Suffolk County, NY)
- …+ Partners with the community leadership team to promote resident safety and compliance with Risk Management and OSHA/British Columbia Workers Compensation Act ... **When you join Sunrise Senior Living, you will be able to use...for oversight and implementation of all Care programs, regulatory compliance , recruiting, and performance management. **RESPONSIBILITIES & QUALIFICATIONS** **Responsibilities:**… more
- JPMorgan Chase (New York, NY)
- …and maintain procedures, frameworks, and guardrails in partnership with stakeholders across Legal, Risk , Controls, and Compliance at all levels to mitigate ... effectively in a highly matrixed and complex organizational environment, partnering with risk , controls, compliance , and legal teams to drive compliant and… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management ... and Office of Foreign Assets Control, or OFAC, regulations); fraud; Core- Compliance (privacy, etc.); government and industry regulatory and policy-making agencies… more
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