- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- MUFG (New York, NY)
- … risk profile; + Participating in global and regional financial crimes compliance governance forums; + Supporting Senior Management, industry, regulatory, and ... financial crimes-related programs within existing structures. + Experience interacting with senior management land compliance subject matter experts. + Proven… more
- GE Aerospace (Schenectady, NY)
- …action plans with target dates. + Track and report compliance status, risk posture, and remediation performance to senior leaders and stakeholders. Defect ... **Job Description Summary** We are seeking a Senior Staff Technical Program Manager to lead and...compliance activities. + Review, approve, and submit recurring compliance documentation for key systems. Risk Identification,… more
- TD Bank (New York, NY)
- …with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to ... TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance… more
- Sunrise Senior Living (New York, NY)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... and shed light on meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place to Work(R) by Activated… more
- Robert Half Accountemps (Brooklyn, NY)
- …for seamless global service delivery. + Identify and mitigate operational and regulatory risk areas in partnership with senior leadership and control teams. + ... goals and client service objectives. + Serve as the senior escalation point for complex client and investor matters,...Client Focus: Delivers exceptional client and investor service. + Risk and Control: Maintains strong compliance and… more
- Huntington National Bank (New York, NY)
- …Basic Qualifications: + Bachelor's degree + Minimum of 5 years of experience in Audit, Compliance , Risk Management or Operational Risk . + In lieu of a ... experience may be considered Preferred Qualifications: + Advanced knowledge of risk management principles and regulatory compliance requirements. + Strong… more
- Bloomberg (New York, NY)
- …with those across the broader risk management agenda including product, risk management, legal and compliance and internal audit * Provide subject ... you to make it happen. **What's the role?** Robust risk management is an ongoing point of differentiation and...markets, instruments, and trading lifecycle * Knowledge of archival, compliance and surveillance processes and systems is a plus… more
- City National Bank (New York, NY)
- …for the ongoing oversight and management of its portfolio (including timely risk rating assessments, reporting covenants, covenant compliance , and the ... high standards of credit quality and origination in alignment with Bank's credit risk appetite, and compliance with institutional and regulatory requirements. *… more
- TD Bank (New York, NY)
- …Loan Review Policy. Acts as a final authority on all matters related to assigning risk ratings * Regularly meets with senior TDNA executives to review credit ... can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** **The Head of US Commercial Examinations and Loan… more