- JPMorgan Chase (New York, NY)
- …Director of the Futures Execution Product team, you'll collaborate with senior stakeholders, drive complex initiatives, and lead cross-functional teams to deliver ... impact in a dynamic, fast-paced environment and advance your career in a senior leadership role. **Job Summary** As an Executive Director - Futures Execution Product… more
- Citizens (New York, NY)
- …satisfactory or better ratings from Credit Review and Compliance and meet compliance targets for annual reviews, risk ratings, and covenant compliance ... economy. + Actively involved in assessing, developing and implementing credit and compliance policies; Actively ensures compliance with federal regulations and… more
- Ballston Spa National Bank (Ballston Spa, NY)
- …units including Customer Support Operations, Commercial and Residential Loan Servicing, Risk Management, and Facilities. The COO has overall responsibility to ensure ... assigned operational areas inclusive of personnel, policies, and regulatory compliance . This position has a key role in developing...CHIEF OPERATING OFFICER - As a member of the senior leadership team with a minimum of 10 years… more
- SUNY Erie Community College (Buffalo, NY)
- …President of Legal Affairs and serves as a key member of the College's Senior Executive Staff. Providing expert legal counsel to ensure the College operates within ... regulations, and policies. This role supports informed decision-making by senior leadership, interprets and applies legal principles to institutional practices,… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... others for all investment products. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's … more
- TD Bank (New York, NY)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... is aligned geographically and by verticals. Areas of opportunity with the Senior Business Management specialist role include: project management (Policy and Model… more
- M&T Bank (Buffalo, NY)
- …regulated industry environment. + Understanding of financial services regulations, compliance requirements, and risk management practices. \#LI-JB3 #Hybrid ... oversight. + Identify priorities within function(s) of oversight and raise to senior leadership to incorporate into financial plan. + Collaborate across WIAM… more
- TD Bank (New York, NY)
- …Market Risk Control, Operations/Data Services, Front Office, Technology and Compliance + Provides leadership to technology and business partners to turn ... **Stakeholder Engagement** : Partner with the product team, technology leaders, compliance , and business stakeholders to align priorities, clarify dependencies, and… more
- SMBC (New York, NY)
- …to changing market conditions. + In-depth knowledge of all elements of credit risk and thorough knowledge of legal/ compliance considerations for non-bank loan ... and drive additional securitization business, with a focus on corporate-level servicer risk . Candidates should have an expert knowledge of non-bank loan originator… more
- Athene (New York, NY)
- …credit risk controls, including monitoring exposure, limits, and regulatory compliance , while escalating and acting to resolve issues in coordination with ... ETD/OTC trade clearing functions by establishing and maintaining robust, efficient, and risk -aware processes that support the firm's risk management objectives.… more