- TD Bank (New York, NY)
- …regulatory requirements and manage regulatory compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst ... a mission to build a more resilient and scalable compliance risk management function. As part of...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- Albany Medical Center (Albany, NY)
- …of non- compliance or reduce the risk to Center operations. The Senior Compliance Officer will be responsible for promoting compliance within these ... States of America) Salary Range: $133,724.95 - $213,959.93 The Senior Compliance Officer will be responsible for...relates to these areas; will identify potential areas of compliance vulnerability and risk as it relates… more
- Villa of Hope (Rochester, NY)
- … Compliance Standards including Disciplinary Policies & Procedures + Identification of Compliance Risk Areas and Non- Compliance + Response, Resolution, ... JOB TITLE: Director of Compliance & Risk Management POSITION GRADE:...compliance . This includes educating and advising managers and senior leaders on compliance legal and regulatory… more
- Cardinal Health (Albany, NY)
- …vulnerability scanning, virus management and intrusion detection as well as completes risk assessments. The **IT Governance and Compliance ** function within the ... of people every day. **_Job Overview:_** We are seeking a **strategic** and experienced ** Senior Engineer for IT Governance and Compliance ** , who will be… more
- JPMorgan Chase (New York, NY)
- Join a team where your expertise shapes the future of private equity compliance at JPMorgan Chase. As part of Risk Management and Compliance , you will help ... Compliance teams + Provide expert guidance on compliance matters to senior stakeholders + Analyze diverse information to develop recommendations and… more
- Capital One (New York, NY)
- … testing and third party compliance + Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations + Assist in ... Senior Manager, Compliance Advisor - Retail... data, interpreting it to ensure consistency and adequate Compliance Risk Management + Participate in governance… more
- City National Bank (New York, NY)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS...exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- TD Bank (New York, NY)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit** is responsible for ... in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more
- Wellington (New York, NY)
- … Compliance & Risk Group, working closely with other compliance professionals and attorneys. **RESPONSIBILITIES** The Senior Compliance Analyst's ... our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments… more