- Unknown (New York, NY)
- …Business Risk Analyst - Markets 1st Line of Defence Control Testing About the Company Renowned commercial investment banking company with an international reach ... Analyst for Markets 1st Line of Defence Control Testing . The successful candidate will be part of a...and functions to identify, evaluate, and manage operational and compliance risks. This role is pivotal in supporting the… more
- Unknown (New York, NY)
- Vice President, Senior Credit Analyst About the Company Prominent financial institution with a global reach Industry Financial Services Type Privately Held About ... The Company is in search of a Vice President, Senior Credit Analyst with a strong background...a deep understanding of credit principles, underwriting, and regulatory compliance . The role requires the ability to work on… more
- Unknown (New York, NY)
- Vice President & Senior Risk Analyst , Liquidity and Market Risk About the Company Dynamic financial services company Industry Financial Services Type Privately ... Role The Company is seeking a Vice President and Senior Risk Analyst with a focus on...banking and trading activities are within acceptable levels, in compliance with regulations, and aligned with the risk appetite… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances._** **Job Description Summary:** The Senior FCRM Testing Analyst executes independent testing ... Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, risk-based, 2LoD … more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY ... Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do...+ Monitor various indicators of risk - QC results, Compliance Testing results, complaints, risk assessment results,… more
- Guardian Life (Albany, NY)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... you will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, ... in the US Compliance Operating Framework (COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk… more
- Coinbase (Albany, NY)
- …we'd like to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX ... experience in Internal Controls over Financial Reporting, SOX 404 frameworks, and testing to support compliance * Prior experience at a big 4 accounting firm *… more
- Merck (Albany, NY)
- …documentation. Under the guidance of dCMC Regulatory Authoring Leadership, the Senior Specialist, Regulatory Authoring Business Analyst , will optimize regulatory ... and compliance . + **Source Document Identification and Prioritization:** The analyst will identify true source documents for past regulatory filings to… more
- Rochester Institute of Technology (Rochester, NY)
- **9958BR** **Position Title:** Senior Business Systems Analyst **Organization:** Technology Management **Job Responsibilities:** + Design, develop, and deliver ... changes that enhance efficiency, expediency, and business value. + Lead testing , migration, and deployment of new features, integrations, and reports, ensuring… more
