- Truist (Charlotte, NC)
- … Bank 's affiliated retail broker-dealer, registered investment adviser and insurance agency. 2 . Provide counsel to the line of business, compliance and ... Qualifications:** 1. Significant experience at a sophisticated law firm or in-house counsel with securities regulatory legal experience 2 . Demonstrated knowledge… more
- TD Bank (Charlotte, NC)
- …independent professional judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk ... details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA Manager** provides a broad range of research,… more
- KeyBank (Charlotte, NC)
- …housing and community development projects nationally. As the nation's # 2 affordable housing capital providers, CDLI offers one-stop-shop capabilities that ... in a quality manner and in accordance with the Bank 's goal of a high level of service. Acting...Coordinate underwriting and closing process with client, internal partners, counsel , etc. with a focus on client experience +… more
- Truist (Charlotte, NC)
- …processes over GAAP and regulatory reporting changes. 5. Proactively provide counsel to Executive Leadership, Senior Leadership and Financial Management ... . Prior experience working for a large, SEC-registered financial institution or senior manager-level public accountant with extensive bank experience Click to… more
- Truist (Charlotte, NC)
- …and other elements of the Enterprise Risk Framework. * Guide risk-taking behavior. Provide counsel and advice to BU and senior BU leaders. * Provide strategic ... the BU for implementation across Truist (where applicable). * Promote the Bank 's risk culture, compliance with enterprise risk initiatives, and sound risk management… more