- Chardan Capital Markets, LLC (New York, NY)
- …a member of FINRA, SIPC, and NASDAQ. About the Role: Chardan is seeking an Associate General Counsel or Senior Counsel to join our legal team. This is a ... collaborative, high-energy, and fast-paced environment. You will work directly with senior leadership and bankers, personally executing legal work that supports… more
- Hampton Strategies (New York, NY)
- Senior Fund Formation Attorney About the Opportunity A fast-growing, venture-backed financial services and technology company is seeking an experienced Fund ... platforms serving sophisticated investors. This role is designed for a senior attorney who enjoys being hands-on, working closely with investment, compliance,… more
- Kerwin Associates (New York, NY)
- …of financial and digital engagement system. The firm provides flexible, high‑impact legal counsel through fractional General Counsel and Product Counsel ... L1 blockchains with 16B in tokenized real‑world assets Regulated‑to‑DeFi securities infrastructure provider pioneering peer‑to‑peer (p2p) transactions in … more
- Xerox (Albany, NY)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States ... Reports Job Type Experienced Job Field ATTORNEYS Seniority Level Mid- Senior Level Currency USD - United States - US...supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board… more
- TD Bank (New York, NY)
- …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager supports Change ... Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment...ensure program alignment and provide tailored advice and strategic counsel to TDS partners. + Foster an effective, transparent… more
- The Estee Lauder Companies (New York, NY)
- …*Coordinate comms and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and ... role serves as a key legal advisor for corporate governance , securities law compliance, and legal aspects...compliance, and legal aspects of mergers and acquisitions, providing counsel to senior leadership, Board of Directors… more
- Wells Fargo (New York, NY)
- …is seeking an experienced and commercially minded attorney to join our Legal Department as Senior Counsel - Senior AVP supporting the global Debt Capital ... legal documents, review and negotiate documents prepared by outside counsel + Independently resolve moderately complex issues and lead...a major financial institution. + Deep knowledge of US securities laws, including the Securities Act of… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Legal Department as part of the Corporate Investment Banking, Tech, Innovation and ... documents; (v) reviewing and negotiating transaction documents prepared by outside counsel , including securities offering materials and contractual arrangements… more
- Wells Fargo (New York, NY)
- …this role, you will:** + Provide front‑line legal support to deal teams, senior management and compliance, risk and control partners, acting as a trusted advisor ... (for example, Delaware corporate law trends), coordinate strategy with outside counsel where authorized, support regulatory inquiries within CIB, and brief deal… more
- Robert Half Legal (Wilmington, NY)
- …role in multiple sophisticated matters, often working opposite significantly more senior counsel * Contribute to precedent-setting cases involving mergers, ... Description A nationally recognized law firm focused on corporate governance , shareholder rights, and securities litigation is seeking to expand its litigation… more
