- New York State Civil Service (New York, NY)
- NY HELP Yes Agency Cannabis Management, Office of Title Senior Attorney (NY Helps) - VID 196858 Occupational Category Legal Salary Grade NS Bargaining Unit PS&T - ... Zip Code 10038 Duties Description Reporting to an Associate Counsel , the incumbent of this position will serve in...of the following areas of practice common to a regulatory agency: legislation and statutory interpretation, regulatory … more
- M&T Bank (Buffalo, NY)
- …problems, addressing and assisting in the investigation of employee and regulatory complaints, coaching managers and employees to achieve resolution of issues ... ER solutions, on a day-to-day and project-focused basis, through consulting with senior leaders, managers and employees on significantly complex issues relating to… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory inquiries and… more
- City National Bank (New York, NY)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER* WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office and ... will be responsible for reviewing regulatory communications concerning remediation within the GRC program and...any additional activities, as needed * Liaise with Legal/General Counsel office on a regular cadence to ensure alignment… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints… more
- Highmark Health (Albany, NY)
- …acts within the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the administration, interpretation, ... and intake protocols, monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk treatment plans, policy… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** ** Senior Financial Analyst** **Technical Competencies:** + **Financial & Management ... lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keep abreast of emerging issues, trends, and evolving… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- City of New York (New York, NY)
- …Development, with very wide latitude for independent decision and action, the Senior Manager of Policy Compliance will direct research, conduct high level analysis, ... drafting of reports utilizing research methods and program evaluation techniques. The Senior Manager of Policy Compliance will provide technical guidance to agency… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) ... Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do you specialize in lending compliance and thrive on… more