- Cardinal Health (Raleigh, NC)
- …the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... This function also litigates all company legal matters, manages outside counsel and manages legal operations. Legal Management provides strategic oversight,… more
- TD Bank (Charlotte, NC)
- …and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints and ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication, provide… more
- Cardinal Health (Raleigh, NC)
- …the organization's assets, operations and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor ... areas. This function also litigates all company legal matters, manages outside counsel and manages legal operations. Privacy is responsible for providing advice, … more
- Truist (Charlotte, NC)
- …Chief Financial Officer (CFO), Chief Risk Officer (CRO), Corporate Controller and other senior leaders of Truist. Provide expert counsel and advice on regulatory ... distributed to the Truist Board of Directors and Executive Leadership, Securities and Exchange Commission (SEC) and Federal Deposit Insurance Corporation (FDIC)… more
- Wells Fargo (Charlotte, NC)
- …role, you will:** + Partner with our deal team, borrower team, outside counsel , and third-party vendors to obtain documents necessary for closing, and review loan ... (FDPA) + Work with our insurance vendor and outside counsel to complete the insurance review and approval +...collaborate and consult with peers, colleagues and mid-level to senior managers to resolve issues and achieve goals, may… more
- Wells Fargo (Charlotte, NC)
- …with CLO issuers and asset manager clients, investors, rating agencies, legal counsel , and internally with syndicate and sales, middle office and operations ... deal modeling, rating agency correspondence, investor requests and analysis + Work closely with senior members of the team to help drive growth of the CLO franchise… more
- Equitable (Charlotte, NC)
- …requirements and where appropriate strive for constant improvement. + Providing advice and counsel to each EDL business line as a trusted partner that fosters open ... experience, preferably with a wholesale distributing broker dealer and/or in a senior compliance level role. + Demonstrated understanding of SEC, FINRA and State… more
- Truist (Charlotte, NC)
- …**Effectively communicate with leadership, auditors and regulators** 7. Proactively provide counsel to senior leaders and financial management on complex ... complex accounting and financial reporting issues to the Finance organization and other senior leaders. Following is a summary of the essential functions for this… more
- Wells Fargo (Charlotte, NC)
- …clients (fund sponsors) and will be part of lean deal teams that include senior and junior team members within the assigned portfolio. The Program Associate role ... + Writing detailed credit memos + Working closely with internal and external counsel to negotiate legal documentation; and + Working closely with analysts and… more
- Wells Fargo (Charlotte, NC)
- …review and negotiation of legal documentation in partnership with internal and external counsel . + Direct and coordinate colleagues in the execution of loan booking, ... updates on loan portfolio and insurance subsector trends to senior leadership, risk management, and coverage partners. + Partner...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more