- Wells Fargo (San Francisco, CA)
- …Futures and prime brokerage agreements. + Recording of agreement terms and quality control of data input on Capital Markets or Commercial Banking agreements. ... individual or team + Team responsible for ensuring internal controls are performed in relation to regulatory disclosures and...formation documents. + Assist with special projects and gathering data to assist with resolution of issues in areas… more
- City National Bank (Los Angeles, CA)
- … Management. * Lead the execution of continuous monitoring and adjust audit plan and risk assessment as necessary. * Data Analytics and Technology: * Leverage ... assurance over the design and operating effectiveness of CNB's processes and controls related to Financial Crimes Compliance, including BSA/AML, OFAC and ABAC. This… more
- Intuit (Mountain View, CA)
- …risk profile. Cross-Functional Collaboration + Work closely with BSA/AML Officer, Quality Control , Risk Operations, Data Analytics, Legal, and other ... and implement investigative procedures, workflows, escalation protocols, and quality assurance controls . + Collaborate with Product, Data , and Engineering teams… more
- City National Bank (Los Angeles, CA)
- …area compliance with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the ... report and validate corrective actions. * Challenge and aggregate front line risk assessments and report results/recommendations to senior management. * Manage… more
- Humana (Sacramento, CA)
- …a part of our caring community and help us put health first** CenterWell Senior Primary Care (PCO) is a growing provider organization that currently operates about ... 340+ senior focused primary care centers in 15 states. The...assess, investigate, audit and validate the mitigation of compliance risk across the organization. This team ensures that healthcare… more
- Deloitte (Los Angeles, CA)
- …investment, program and target operating model, data strategy & governance, risk & control framework, content definition & standardization, training and end ... to identify efficiencies and opportunities for optimization. + Working collaboratively with senior risk stakeholders (CIO, CRO, CISOs and direct reports). +… more
- EMCOR Group (Los Alamitos, CA)
- …and develop policies applicable to legal/industry standards + Good knowledge of data analysis and risk assessment + Excellent organizational and motivational ... customers' needs. KDC Inc. provides electrical, transportation, telecommunications, and control system integration services. Our electrical division performs specialty… more
- BMO Financial Group (San Ramon, CA)
- …reporting, and attestations. + Identifies existing and potential risks and develops risk management controls and processes. Leads remediation efforts as ... solutions. Manages product risks in compliance with legal, regulatory, and risk compliance, and reporting. Collaborates with internal partners across the enterprise… more
- Gilead Sciences, Inc. (Foster City, CA)
- …all sustainability-related policies, procedures, data , and compliance documentation. Ensure data integrity and version control for all reporting. + ... Join Gilead and help create possible, together. **Job Description** The ** Senior Manager, Sustainability** will play a pivotal role in advancing Gilead's… more
- Sulzer Pumps US Inc. (Santa Ana, CA)
- …maintenance of an adequate system of accounting records, and a comprehensive set of controls and budgets designed to mitigate risk , enhance the accuracy of the ... + Strong interpersonal and communication skills; experience in effectively communicating key data , including presentations to senior management, board, or other… more