- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- KeyBank (Buffalo, NY)
- …and techniques to analyze, quantify, and/or assess complaints and to evaluate controls to identify potential weaknesses and/or control gaps. Provide actionable ... etc. + Provide information for analysis and reporting on complaints, including risk metrics performance, control testing results, remediation plans and status,… more
- PNC (New York, NY)
- …using unified analytics frameworks. * Prepare and present portfolio performance reports and risk assessments to senior management, ALCO, and regulatory bodies. * ... Analytics, Financial Analysis, Model Development, Operational Risks, Quantitative Models, Risk Appetite **Competencies** Banking Products, Big Data Management… more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- SMBC (White Plains, NY)
- …in other IT application and control functions including legal, compliance, data security and risk management to promote front-to-back collaboration across ... that clearly articulate results and conclusions for review with senior audit management and auditees. * Challenge the ongoing...500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment, and workpaper… more
- HSBC (New York, NY)
- …standards for Compliance and Risk Management + Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards and policies; ... controls + Be responsible business unit RM's and senior management + Guide evaluation, underwriting, and structuring of...any issues + Ensure all credit facilities are properly risk rated (including timely downgrading/ ugrading) and data… more
- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... across the company and for specific business units or control functions. Key responsibilities include leading the audit assessment...+ Technical Documentation + Collaboration + Problem Solving + Risk Management + Data Modeling and Trend… more
- M&T Bank (Buffalo, NY)
- …audit portfolio / team. **Other Responsibilities** + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards ... BE WITHIN A COMMUTABLE DISTANCE OR WILLING TO RELOCATE._** **Overview:** + **_Must have senior level or above Internal Audit IT Experience_** . Provides senior … more
- American Express (New York, NY)
- …interacting with regulatory agencies and managing regulatory exams. * Experience with data analytics and risk management practices. * Be self-motivated, ... design and effectiveness and process assessment. * Experience in analyzing data , interpreting results, identifying potential discrepancies and/or risk and… more
- Citigroup (Getzville, NY)
- …Finance team. The overall objective of this role is to drive efforts to control and support data integrity and general ledger reconciliation, profit attribution ... response to new regulations, new transactions, and technology implementation. * Perform control and operational risk management functions through regular risk… more