• Compliance Testing Senior Manager…

    Scotiabank (New York, NY)
    Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations & Swap… more
    Scotiabank (09/05/25)
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  • Managing Director, US Broker Dealer CCO

    BMO Financial Group (New York, NY)
    …Capital Markets Compliance team is hiring for a CCO of it's two US broker- dealer entities in New York, BMO Capital Markets Corp (BMOCMC) and Clearpool Execution ... Services, LLC (CES). The broker- dealer CCO would manage the implementation, maintenance and administration...to monitor regulatory compliance programs. + Advises and influences senior leaders on managing regulatory risk associated related to… more
    BMO Financial Group (08/30/25)
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  • Senior Product Manager , Vehicle…

    Ford Motor Company (Albany, NY)
    …of stakeholders across Product, Design, Engineering, Business, Marketing, Legal, and Dealer Operations to ensure successful development and launch. **You'll ... Vehicle Care Product Management team is looking for a Senior Product Manager to lead a critical.../ prognostics, personalized maintenance, DIY recommendations, education and seamless dealer connections - all through the trusted FordPass mobile… more
    Ford Motor Company (09/06/25)
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  • Senior Manager - Business…

    Amazon (New York, NY)
    …player in shaping the future of the automotive industry. We are seeking a Senior Manager , Business Development (SMBD) to lead a team of experienced salespeople ... to engage top tier automotive dealer groups for strategic partnerships. The SMBD will continuously...key stakeholders, including sellers, account managers, product teams, and senior leadership. The SBDM will influence and build relationships… more
    Amazon (07/19/25)
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  • Compliance Governance & Operations…

    TD Bank (New York, NY)
    …on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or lead ... reviewing and providing guidance on advertising and marketing materials for a broker- dealer /bank.** + **Prior testing, audit or business operations experience in… more
    TD Bank (09/03/25)
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  • Senior Compliance Officer - Fixed Income

    BMO Financial Group (New York, NY)
    …Income Compliance team in New York with a focus on FINRA and SEC broker- dealer requirements and corresponding oversight. We are looking for someone to work closely ... aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs. + Consult on new products, services and automated… more
    BMO Financial Group (08/09/25)
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  • Compliance Business Oversight Manager

    TD Bank (New York, NY)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
    TD Bank (09/03/25)
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  • Senior Associate, Relationship Management…

    Broadridge Financial Solutions (New York, NY)
    …the way, come join the Broadridge team. We are seeking a self-motivated Relationship Manager to join Broadridge LTX sales team to help expand our business across ... + Experience within Rates or Credit products or FI operations at a buyside or sell side institution, E-Commerce...buyside or sell side institution, E-Commerce ECN or Inter Dealer Broker preferred. + Detail oriented, results driven, and… more
    Broadridge Financial Solutions (09/05/25)
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  • Counterparty Credit Risk - Governance & Strategy…

    SMBC (New York, NY)
    …with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and ... + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations , Risk, Legal, Compliance, and other key stakeholders to identify, prioritize,… more
    SMBC (06/10/25)
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  • Supervisory Principal VP

    Citigroup (New York, NY)
    …complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects ... issues escalated + Review and approval of designated bank-channel and broker- dealer investments + Manage surveillance alerts within stated policy guidelines +… more
    Citigroup (08/16/25)
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