- SMBC (New York, NY)
- …with offices in London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis on interest rates and ... + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations , Risk, Legal, Compliance, and other key stakeholders to identify, prioritize,… more
- TD Bank (New York, NY)
- …from across TD including members of the GTB businesses, GTB technology, Operations , Compliance, Legal, Risk, Payments Technology and others. The **Project** **Stream ... status, risks, issues, analyses/findings to Project Delivery Lead(s) and senior -level audiences. + Facilitate detailed requirements discussions across stakeholder… more
- Neuberger Berman (New York, NY)
- …Collaborate with the team's Research Director to organize and manage existing broker- dealer manager research relationships by providing efficient and thorough ... The broker- dealer channel is responsible for the distribution of...schedule of in-person and external client meetings while preparing senior internal constituents for upcoming client meetings + Coordinate… more
- Kelly Services (New York, NY)
- …and experienced **Commissions Manager /Specialist** to support compensation and billing operations for our Broker Dealer and Registered Investment Advisor ... **Job Title: Commissions Manager /Specialist** **Department: Compensation & Reporting** **Job Type: Temp-to-Perm...**Requirements:** + 4+ years of experience with a Broker Dealer and/or Registered Investment Advisor + Strong Microsoft Excel… more
- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... more years of experience with a registered US broker dealer or regulator. + JD desirable but not required....+ JD desirable but not required. + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable… more
- TD Bank (New York, NY)
- …and groups. + 6 or more years of experience with a registered US broker dealer or regulator. + Knowledge of wholesale banking products and services, operations , ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Qualifications:** + 7 or more years of experience with a registered US broker dealer , regulator, or global financial organization. + JD desirable but not required + ... Knowledge of operations , finance, regulatory reporting, sales and trading, at a...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more