- JPMorgan Chase (New York, NY)
- …alignment with business objectives in partnership with JP Morgan Private Advisory leadership - a cross-disciplinary group of specialists focused on delivering ... updated stock plan app), and advice insights via AI. + Collaborate with senior leadership to align product goals with business objectives. **Product Development and… more
- American Express (New York, NY)
- …impact in this role?** We are seeking an experienced and strategic Director , Compliance to lead compliance risk identification, management, and mitigation across US ... executes a variety of 1Line Of Defense compliance activities including: ** Advisory :** + Providing business-specific Compliance expertise to the Business Unit (BU)… more
- CIBC (New York, NY)
- …The Swap Dealer Compliance Officer is responsible for performing important advisory , training, surveillance and analytical functions to support CIBC's Swap Dealer ... policies and regulatory requirements. **How You'll Succeed:** + Providing ongoing Compliance advisory services on regulatory matters to personnel in swaps sales and… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... to drive ambition for every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by acting… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global ... TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and… more
- Citigroup (New York, NY)
- The Salesperson is a senior -level position responsible for assisting clients in raising funds in the capital markets, as well as in providing strategic advisory ... of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an intermediary in trading for clients. The… more
- Mizuho Corporate Bank (New York, NY)
- Market Treasury/Money Markets & Funding - Director Key Responsibilities . Managing the bank's funding through UST and MBS Agency trades repo activity as well as ... analyst with business users including treasury back office, Risk, and Audit . . Servicing business user inquiries and performing ongoing application maintenance… more
- Citigroup (New York, NY)
- The Electronic Sales role is a senior -level position responsible for covering both existing and prospective accounts trading Cash Equity products. This is an ... Touch Cash Sales Trading, Program Trading , Prime Brokerage, Advisory and Derivatives Sales in order to grow Citi's...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and Derivatives Compliance Operations &… more
- University of Rochester (Albany, NY)
- …resource needs to complete assigned audit projects and presents such plans to the Senior Audit Manager and Executive Director . + Makes certain that ... at the University. + Promotes the mission of the Audit Department and its ability to provide advisory...on specific projects or teams. + Works with the Senior Audit Manager and Executive Director… more