- Citigroup (New York, NY)
- …on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and ... Serves as a senior function/business/product compliance risk officer covering North American...responsible for check and challenge of the businesses, establishing internal strategies, policies, procedures, processes, and programs to prevent… more
- City of New York (New York, NY)
- …of Homeless Services (DHS). DSS-AO maintains the operation of the Office of Audit Services (OAS) and Office of Quality Assurance (OQA), Office of Accountability ... Staff Analyst NM III to function as an Executive Director , Data Analytics & Verification who will: - Oversee...systems to meet identified goals and mandates. - Direct senior staff in the management of the evaluation, design,… more
- CIBC (New York, NY)
- …regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses ... regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage...technical regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and… more
- University of Rochester (Albany, NY)
- …resource needs to complete assigned audit projects and presents such plans to the Senior Audit Manager and Executive Director . + Makes certain that ... on specific projects or teams. + Works with the Senior Audit Manager and Executive Director...required. + 3 years of experience as an auditor/consultant ( internal audit and/or public accounting) role required.… more
- Molina Healthcare (Albany, NY)
- …by owning Molina's entire CMS Complaints Tracking Module (CTM) life cycle. As Director of CTM Oversight & Resolution you set the standards and controls that ... internal teams and delegated vendors must follow, and you...fixes, and convert disciplined CTM management into Stars gains, audit readiness, and measurable member-experience improvements. You'll begin as… more
- BlackRock (New York, NY)
- …product development, client service, and operational support. Role Responsibility As a Director within the Alternative Fund Controllers team, you will: + Collaborate ... + Resolve operational issues in collaboration with external service providers, internal team members, and other BlackRock groups. + Actively participate as… more
- Mizuho Corporate Bank (New York, NY)
- Market Treasury/Money Markets & Funding - Director Key Responsibilities . Managing the bank's funding through UST and MBS Agency trades repo activity as well as ... with business users including treasury back office, Risk, and Audit . . Servicing business user inquiries and performing ongoing...Supporting the team in any regulatory exams and addressing internal findings issued by the second or third line… more
- Citigroup (New York, NY)
- …the first, second, and third lines of defense, including business units, compliance, internal audit , and other risk management functions. + Work collaboratively ... + Continuously monitor and analyze regulatory changes, emerging regulations, and internal policy modifications to identify potential impacts on ERM policies and… more
- Citigroup (New York, NY)
- …the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, ... whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce… more
- SMBC (New York, NY)
- …and supports interactions with Second Line of Defense (Risk Management, Compliance), Internal Audit , and regulators pertaining to processes and controls; + ... + Produces periodic management reporting, and presents escalation items to senior management and governance meetings. **Qualifications and Skills** + Minimum of… more