- Raymond James Financial, Inc. (New York, NY)
- …of key themes and trends. Contribute to the development and delivery of financial policies, guidelines, and protocols to ensure the company complies with regulations ... and good financial practice. Develop and amend investment models to provide...Develop and amend investment models to provide input to senior colleagues and/or help manage assigned portfolios. Advise managers… more
- Lincoln Financial (Albany, NY)
- …and conduct information security risk assessments on parties' external to Lincoln Financial Group to ensure that information security risks associated with those ... for assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current and future… more
- CIBC (New York, NY)
- …40 **Skills** Accountability, Business, Business Initiatives, Business Management, Financial Services, People Management, Project Management, Relationship ... expansions in support of US strategic growth plans; coordinate and draft project plans and business requirements for new initiatives + Supports overall effort… more
- University of Rochester (Rochester, NY)
- …: Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate legal, financial , and reputational risks. ... meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related to… more
- Highmark Health (Buffalo, NY)
- …JCAHO, in order to identify, assess, prioritize, evaluate and address compliance, financial , information security, privacy, and other areas of risk. Prepares draft ... of risk assurance reports to management. + Assists with preparation of project plans to support risk assessment and risk decisioning processes in coordination… more
- Citigroup (Getzville, NY)
- …touch points and increase efficacy and accuracy + Create, manage and present project documents (eg business requirements, status updates, ); risk & control updates ... regimes: CFTC, CAD, and/or SEC Reporting + 3+ years of previous financial services experience, within: regulatory reporting / capital markets middle office /… more
- University of Rochester (Rochester, NY)
- …the mission of university units by fostering meaningful engagement with senior leadership, academic and administrative partners, alumni, students, parents, and ... compliance with University of Rochester reimbursement policies. Remain current on financial procedures by attending relevant training and policy briefings. + Design… more
- American Express (New York, NY)
- …and training + Support reporting of fair lending metrics and risk to senior leadership **Minimum Qualifications:** + 1 year of demonstrated compliance experience in ... the financial services industry + Knowledge of fair lending or...monitoring front-line staff and reviewing customer complaints + Strong project management skills and effective presentation skills + *… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... Has an advanced to expert understanding of applicable laws, regulations, financial services, and regulatory trends that affect the Mortgage business. Position… more
- Citigroup (Getzville, NY)
- …drive continuous improvement of trade reporting controls + Regulatory risk project management ownership (business requirements, analysis, and testing) for delivery ... solutions + Significant interaction with a wide range of senior bank and risk management colleagues, as well as...associated with regulatory reporting + Proven track record of project managing process and technology initiatives in the Derivatives… more