- City National Bank (Charlotte, NC)
- …results of testing performed, and effectively communicate audit results to the Senior Audit Manager/Director and senior management in meetings, presentations, ... of the Bank's risk management practices, governance processes, system of internal controls for the Wealth Management platform: Personal and Employee Benefit Trust… more
- American Express (Charlotte, NC)
- …years of experience in technology and/or cybersecurity compliance, regulatory risk, or related control roles in financial services. + Solid understanding of and ... understanding of cybersecurity & technology industry frameworks, banking & financial regulations, and risk management principles.. **Key Responsibilities** **Regulatory… more
- Truist (Charlotte, NC)
- …training to business management, production teams and data providers on process, risks, controls , and control testing. 14. Assist production teams in defining ... and documenting business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior Analysts and… more
- City National Bank (Charlotte, NC)
- …compliance issues, and effectively communicate findings and recommendations to senior management and stakeholders through clear and concise reports, presentations, ... in Lending, Truth in Savings, and Fair Lending. Assesses risks and controls related to consumer products and services, designs comprehensive audit programs, and… more
- American Express (Charlotte, NC)
- …reporting practices are consistently applied within and across business units, providing senior leaders with clear visibility into internal fraud risks, controls ... performance. The Director partners closely with internal fraud risk management, control partners, and business stakeholders to drive effective execution of… more
- Citigroup (Charlotte, NC)
- …servicing coordination, facilitating complex client onboarding, data management, and quality control . This specific opportunity is to ensure that the Seller Audit ... and trade. + Assist with the creation of processes, standards, procedures, controls , training, and implementation of transaction management. + Aid in the design… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …a modern IAM Access Governance framework supported by policies, standards, and controls to support audit and regulatory compliance (eg, CFIUS, NYDFS, SOX, HIPAA, ... + Operationalize a program for managing cloud-based identities and access controls ; modernize integration with identity management tools, HR system of record,… more
- TD Bank (Charlotte, NC)
- …business leaders to identify risks, remediate gaps, and strengthen compliance controls . Key Responsibilities: + Provide oversight and independent challenge on ... to ensure gaps are addressed and aligned with regulatory expectations. + Support control mapping to ensure regulatory requirements are linked to effective business … more
- City National Bank (Charlotte, NC)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or ... of the Bank's risk management practices, governance processes, system of internal controls for the Risk Management platform. The role focuses on audit coverage… more
- Huntington National Bank (Charlotte, NC)
- …requirements. + Evaluate the adequacy and effectiveness of enterprise and regulatory controls and the resulting risk and control self-assessments. + Deliver ... tasked with partnering with the cyber security segment providing risk support, control and metric design, and overall challenge on various technical implementations.… more