- Grant Thornton (Charlotte, NC)
- …+ Review operational, financial , and administrative processes to assess risk, internal control , and the overall effectiveness and efficiency of the process. ... and helping clients design and implement internal controls + Support engagement Manager and/or Senior ...and/or entity-level and business process controls for Internal Audit, SOX compliance, System & Organization Control… more
- TD Bank (Charlotte, NC)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, ... Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers, and Investment Advisors who are part of… more
- TD Bank (Charlotte, NC)
- …compliance with applicable laws, rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst ... to compliance with applicable laws, rules, and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing… more
- City National Bank (Charlotte, NC)
- … Control Self Assessments) to identify and quantify the risks and their associated controls . * Execute GLBA Risk and Control Assessment * Identify and Define ... Indicators (KRIs) to monitor all risks and ratings to Controls to measure the performance on the control...landscape -- threats, trends, technologies * Demonstrated knowledge of financial regulation and control frameworks applicable to… more
- TD Bank (Charlotte, NC)
- …effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for execution of control testing, identification of ... this role. **Line of Business:** Audit **Job Description:** The Senior Auditor - US Non- Financial Risk Management...plays a critical role in evaluating the effectiveness of internal controls , risk management processes, and compliance… more
- TD Bank (Charlotte, NC)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... and monitors and controls remote access to network + Interacts with internal and external partners to gain the co-operation of others, and to provide expertise… more
- Bank of America (Charlotte, NC)
- …executes on controls , ensuring tracking, monitoring, and resolution of any control breaches with data platform. + Partners with Business and Technology functions ... CFO Data Management - Loan Products Senior Data Analyst Charlotte, North Carolina **To proceed...BAC + Strong knowledge or prior experience with Data Controls monitoring and/or Data Control governance practices.… more
- Levi, Ray & Shoup, Inc. (Raleigh, NC)
- …management, internal controls , audit, or a related field within the financial services industry. + Proven expertise in control testing and assessment of ... Senior Risk Management Consultant (27060) Raleigh, NC |...risk governance framework by evaluating, testing, and improving key controls across the organization. The ideal candidate will bring… more
- The Hartford (Charlotte, NC)
- …standard on how to identify, assess, mitigate, monitor, test and report on risks and controls + Perform control analysis and design and validate key controls ... Information Security Senior Specialist - IS07EE We're determined to make...Internal Audit or Compliance experience with exposure to financial products and services, banking industry, e-commerce or a… more
- US Bank (Charlotte, NC)
- …Institute of Internal Auditors (IIA) Standards and the common definition of internal controls . + CIA, CPA or other relevant professional designation or ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...identify, and analyze business processes, key risks, and critical controls , and evaluate control design adequacy; perform… more