• HSBC (New York, NY)
    …LOD") to ensure that they effectively manage as "Risk Owners" the Regulatory and Financial Crime Compliance risks inherent in or arising from the conduct of their ... First LOD. The Compliance function is a Risk Steward for a number of non- financial risks in accordance with HSBC Group's risk framework. The Director of Wealth,… more
    DirectEmployers Association (10/23/25)
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  • SMBC (New York, NY)
    …and negotiating externally with clients and key industry contacts and internally with senior management and credit department. Able to coordinate and communicate ... The Associate will provide analytical and marketing support to senior bankers through the preparation of financial ...senior colleagues. + Provide ad hoc reports for management . + Attend bank meetings, industry events, conferences, and… more
    DirectEmployers Association (09/11/25)
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  • SMBC (New York, NY)
    …authorities. + Synthesize credit matters and develop contextual content for presentations to senior management and regulators. + Mentor junior members of the ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Proven leadership skills with both direct reports, colleagues, and senior management . + Able to work well… more
    DirectEmployers Association (10/09/25)
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  • Unknown (New York, NY)
    Financial Services Type Public Company Founded 2000 Employees 10,001+ Categories Financial Services Finance Banking Wealth Management Banking & Mortgages ... of Supplier Controls Intelligence About the Company Diverse financial services firm & investment bank Industry ...Asset Management Investment Banking Investment Management Venture Capital Consulting & Professional Services B2B Business… more
    Appcast IO CPC (10/28/25)
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  • SMBC (New York, NY)
    …. Prepare periodic reports and information pertaining to the account for senior management . Pro-actively escalate credit risk, operational risk, and events ... with clients and key industry contacts and internally with senior management and other departments. . Ability...leveraged finance or corporate finance credit underwriting or portfolio management at the leading financial institution. .… more
    DirectEmployers Association (10/24/25)
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  • SMBC (New York, NY)
    …Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
    DirectEmployers Association (10/09/25)
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  • Unknown (New York, NY)
    …energy sustainability defense security government federal public private commercial financial services state government workforce management infrastructure ... Delivery Executive, Managed Services About the Company Internationally-renowned provider of management , technology & risk consulting services Industry Management more
    Appcast IO CPC (10/28/25)
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  • Unknown (Manhattan, NY)
    …pivotal role in the organization. This senior position is focused on the financial and accounting management of BDC, including overseeing all aspects of BDC ... expertise, with a key emphasis on working closely with senior leadership to drive the financial performance...ideal candidate will have a proven track record in financial management , be adept at working in… more
    Appcast IO CPC (10/26/25)
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  • Unknown (New York, NY)
    …of financial operations. This role involves close collaboration with senior management , fund administrators, auditors, and legal and compliance teams ... Chief Accounting Officer (CAO) About the Company Prominent investment management firm Industry Financial Services Type Privately Held About the Role The Company… more
    Appcast IO CPC (10/28/25)
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  • SMBC (New York, NY)
    …is responsible for routinely reporting credit risk related reports/documents, to senior management , head office, and regulators. **Role Responsibilities:** ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...summarize credit portfolio reports; routinely report credit-related documentation to senior management . Process Improvement & Policy Development… more
    DirectEmployers Association (10/09/25)
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