- Warner Music Group (New York, NY)
- …organizational change. **Your role:** We are seeking a highly motivated and detail-oriented Senior Auditor to lead and execute SOX compliance audits across our ... Job Description: At Warner Music Group, we're a global collective of music makers and music lovers,...nimble independent. **A little bit about our team:** The Internal Audit Team provides high-quality assurance and advisory services… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory/ compliance training. + Participate in internal investigations, respond ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...role will support the continued integration of a complex global equity platform into TD Securities (USA) LLC and… more
- American Express Global Business Travel (Albany, NY)
- …key internal stakeholders, partners, along with building and developing senior -level client contacts. What You'll Do: + Aggressive prospecting and documentation ... data to ensure a coordinated and consistent client experience, in alignment with compliance and internal partner business requirements. + Up to 50% travel… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...functions **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe ... and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border impact. +… more
- ManpowerGroup (New York, NY)
- …**What's Needed?** + Bachelor's Degree in a relevant field. + Experience in internal auditing or compliance roles. + Strong understanding of regulatory ... Our client, a prestigious financial services firm, is seeking an Internal Auditor to join their team. As an Internal Auditor, you will be part of the audit… more
- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... timely communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence *… more
- Bloomberg (New York, NY)
- …We are looking for a person with indices and benchmarks experience to join the global Index Compliance team in New York in support of Bloomberg's Index business, ... function you will work as part of the global Index Compliance team providing support to...+ A track record of working with and advising senior business people on compliance matters +… more
- American Express Global Business Travel (Albany, NY)
- …cloud environments, with deep experience in cloud security, architecture and compliance frameworks to enhance organization's cloud security posture. **What You'll do ... Collaborate with cloud engineering and excellence, DevOps, application teams, and compliance to integrate IAM solutions into CI/CD pipelines and enterprise… more
- SMBC (New York, NY)
- …although role also supports strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits… more