- TD Bank (New York, NY)
- …for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business ... timely communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence *… more
- Bloomberg (New York, NY)
- …We are looking for a person with indices and benchmarks experience to join the global Index Compliance team in New York in support of Bloomberg's Index business, ... function you will work as part of the global Index Compliance team providing support to...+ A track record of working with and advising senior business people on compliance matters +… more
- American Express Global Business Travel (Albany, NY)
- …cloud environments, with deep experience in cloud security, architecture and compliance frameworks to enhance organization's cloud security posture. **What You'll do ... Collaborate with cloud engineering and excellence, DevOps, application teams, and compliance to integrate IAM solutions into CI/CD pipelines and enterprise… more
- SMBC (New York, NY)
- …although role also supports strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits… more
- HSBC (New York, NY)
- …Coordinate implementation across the different line of businesses and functions. + Ensure compliance monitoring and internal controls are in place for the ... in accordance with the applicable laws, rules, regulations and internal policy. + Work with legal and business management...standards. + Advise and/or support teams within Regional and Global Business Compliance in all areas that… more
- American Express (New York, NY)
- …future of American Express. **How will you make an impact in this role?** ** Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a ... risk rationales. + Develop executive reporting and dashboards for Compliance , Risk Committees, and senior leadership. +...a related field. + 10 years of experience in Compliance , Risk Management, Internal Audit, or a… more
- American Express (New York, NY)
- …BU, including leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance metrics ... metrics and emerging risk trends + Act as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** +… more
- Google (New York, NY)
- …US electrical code with IEC standards with the ability to update and maintain internal design specifications based on lessons learned. Our thirst for technology is a ... make a huge impact. You generate ideas, communicate recommendations to senior -level executives and drive implementation alongside facilities technicians. With your… more
- TD Bank (New York, NY)
- …making + Develops and maintains constructive relationships between the commercial and operations Senior Management and the Senior Compliance Leaders to build ... comply with all relevant regulatory requirements, standards and expectations, as well as internal compliance policies + Executes compliance testing over the… more
- American Express (New York, NY)
- … compliance and financial integrity through strategic collaboration with internal business partners and external constituents including the investment community ... + Track and interpret (when necessary) regulatory changes from global , federal, and local authorities relevant to Finance's operations....regulatory obligations. + Act as a trusted advisor to senior leaders, supporting a culture of compliance … more