- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Counsel in the Corporate Investment Banking (CIB) Regulatory Legal and Governance Section of the Legal ... be a mid-level attorney who will work closely with senior attorneys to support the desk on a range...with the business, LOB Legal and other functions, including compliance and controls + Provide regulatory advice on business… more
- TD Bank (New York, NY)
- …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... seeking a ** Senior Manager** to prepare executive reporting content for compliance and risk stakeholders. This critical role will lead enterprise risk related … more
- TD Bank (New York, NY)
- …appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial ... Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...broader organization, and enterprise as appropriate. The **Employee Experience Senior Manager** will lead and enhance the employee experience… more
- Deloitte (Williamsville, NY)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- TD Bank (New York, NY)
- …to join our team in New York City. The ideal candidate must have compliance advisory experience in the Global Transaction Banking Space supporting a wholesale ... advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses specifically including… more
- TD Bank (New York, NY)
- …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... team of enthusiastic colleagues dedicated to setting new industry standards. The ** Senior Manager, Compliance Governance & Operations** leads, develops and… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational ... risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational,… more
- TD Bank (New York, NY)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of the ... depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, support and… more
- M&T Bank (Amherst, NY)
- …as assigned. **Scope of Responsibilities:** The position requires substantial interaction with internal contacts at middle and senior management levels, as well ... potential off-shore opportunities. + Coordinate due diligence reviews with business, Compliance , privacy, Risk, and Audit. Assist with drafting contract items,… more
- Citigroup (New York, NY)
- …officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies, policies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more