- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage and ... Stock Loan** businesses responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or… more
- TD Bank (New York, NY)
- …compliance that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair Banking ... is outlined in the general description below. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team ... + Determines and decides policy and/or action based on internal and external industry developments for Compliance ... Compliance programs related to all aspects of Compliance laws + Works with executive team, senior… more
- Deloitte (Rochester, NY)
- As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting leads teams (within US and India), and is responsible for ... (while also conveying records and contracts management perspectives) with virtual and global business teams and internal clients. + Experience with large… more
- TD Bank (New York, NY)
- …role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role ... managing and mitigating conflicts of interest across the firm's global business lines. The ideal candidate will bring over...system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... enforcing the Global Ethics and Compliance Program in order...Possesses the ability to navigate and build relationships with internal and external constituencies including the Board, leadership and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- Bloomberg (New York, NY)
- …evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team provide coverage of Bloomberg's regulated entities and ... you will work with the Chief Risk Office and Global Compliance teams, as well as key...to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management.… more
- Insight Global (New York, NY)
- …to streamline Windows environment management. Improve patch and vulnerability compliance across the entire workstation ecosystem, aligning with security best ... required. Leverage expertise in OS and application troubleshooting to address internal and external escalations effectively. Proven experience leading and mentoring… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market... compliance advisory services for Equities, Fixed Income, Listed Options,… more