- Wells Fargo (Charlotte, NC)
- …**Operations business processes** in large-scale financial institutions, including exposure to ** compliance , QA, data integrity** , and ** risk mitigation** ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... a mission to build a more resilient and scalable compliance risk management function. As part of...depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- USAA (Charlotte, NC)
- …by the front-line units and Independent Risk Management to ensure ongoing compliance with the Risk Governance Framework. + Accountable for the ... objective assurance services regarding the effectiveness and efficiency of the governance , risk management, and control processes. Oversees the development… more
- Wells Fargo (Charlotte, NC)
- …relationships. + Risk & Control Mindset: Deep understanding of operational risk , compliance , and governance principles. + Analytical & Results-Oriented: ... to provide support and drive strategic initiatives for the business + Recommend compliance and risk management requirements for supported area and works with… more
- NetApp (Morrisville, NC)
- …productization + ** Compliance & Risk Management** : Ensure compliance with regulatory and internal data governance requirements, including audit ... visionary and experienced Director to lead our Master Data Governance (MDG) and delivery organization. This role is pivotal...data strategy, with at least 5 years in a senior leadership role. + Demonstrated success in implementing enterprise… more
- Wells Fargo (Charlotte, NC)
- … Compliance Operations (FCO) data to fulfill the Bank's BSA / AML regulatory, compliance and risk commitments. Wells Fargo is seeking a candidate with deep ... include standing up data products to drive our regulatory, compliance , and risk commitments. **In this role,...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- American Express (Charlotte, NC)
- …teams throughout the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this ... and interpersonal skills, with an ability to interact and obtain buy-in from senior BU/tech counterparts. + Expertise in process governance , with a track… more
- Bank of America (Charlotte, NC)
- …analytics experience + Model Risk Management experience developing model risk frameworks, governance and policies, evidenced by demonstrable improvements + ... Responsible for developingquantitative/analyticmodels and applications in support of the firm's risk management effort. This role focuses on the development of… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …direction from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more