- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory Mapping - 12 month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10045734 **Description & ... for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, and… more
- TD Bank (New York, NY)
- …industry standards. Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of ... the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible...and advises the business of new and changed Compliance regulatory and/or policy changes + Contributes to… more
- Citigroup (Getzville, NY)
- …with numerous stakeholders throughout the organization, including Risk, Transaction Management, Regulatory Reporting teams and senior stake holders + Assist ... The Regulatory Analytics Analyst is a VP level position,...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group ... exceed the risk tolerance of the company. Wells Fargo Bank NA seeks a ** Senior Lead Business Execution Consultant** in New York, NY. **Job Role and Responsibility:**… more
- TD Bank (New York, NY)
- …and manages ongoing marketing items to ensure compliance with firm and regulatory policy . Teammates interact directly and independently with field leadership, ... advisors, regulatory agencies and provides advice and guidance for document...and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints… more
- Citigroup (New York, NY)
- …+ Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact. + ... navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and relationships with… more
- Citigroup (New York, NY)
- **Data Quality Assurance Senior Vice President (Hybrid)** Technology & Business Enablement (T&BE) empowers Citi to achieve its day-to-day operational and long-term ... organization and oversees Controls, Analytics and Decision Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well as… more
- New York State Civil Service (Albany, NY)
- NY HELP Yes Agency Financial Services, Department of Title Senior Attorney, SG-25 (Various Units) Occupational Category Legal Salary Grade 25 Bargaining Unit PS&T - ... benefits individuals and supports business. Through engagement, data-driven regulation and policy , and operational excellence, the Department and its employees are… more
- Mastercard (New York, NY)
- …third-party engagements. * Support external facing teams (ie, commercial, public policy , regulatory ) in value advocacy efforts including creation of ... **Title and Summary** Director, Global Pricing & Interchange - Regulatory Overview: The Global Pricing and Interchange (P&IC) team:...and adherence to principles. * Supports legal & public policy teams on responses to external parties related to… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more