- ITG Brands (NC)
- Senior Regulatory Counsel **Location** North Carolina **City** Greensboro **Role Type** Permanent **WHO WE ARE** ITG Brands is the third-largest tobacco company ... SUMMARY + We are seeking a seasoned and strategic Senior Regulatory Counsel to join our Legal...We Offer** * Competitive benefits package that includes medical/dental/vision/life insurance /disability plans * Dollar for dollar 401k match up… more
- Grant Thornton (Raleigh, NC)
- As a Regulatory & Practice Review Seasonal Senior Manager you'll support audit teams for regulatory inspection with all with the resources, environment, and ... day-to-day may include: + Supporting audit teams that are selected for regulatory inspection + Communicating and interaction with the firm's regulators + Conducting… more
- Lincoln Financial (Greensboro, NC)
- …for this opportunity. **Requisition #:** 74826 **The Role at a Glance** As a Senior Consultant, Fund Admin, Regulatory , you will prepare complex regulatory ... and SAI disclosure), the timing of filings, names rule requirements, and regulatory trends related to Fund SEC filings. Preferred experience working with AcrPro,… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …Shift (United States of America) **Please review the following job description:** The Senior Cyber Governance Officer leads a team to design and execute an ... may change from time to time. + Ensure governance frameworks and policy structures are synchronized with emerging technology (AI) and help embed governance… more
- TD Bank (Charlotte, NC)
- …and manages ongoing marketing items to ensure compliance with firm and regulatory policy . Teammates interact directly and independently with field leadership, ... advisors, regulatory agencies and provides advice and guidance for document...and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned complaints… more
- Citigroup (Charlotte, NC)
- …communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end ... results of an area. Exercises control over resources, policy formulation and planning. Primarily affects a sub-function. Involved in short- to medium-term planning… more
- Wells Fargo (Davidson, NC)
- **About this role:** Wells Fargo is seeking a Branch Complex Senior Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our ... of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Branch Complex Senior Manager role will lead branch(es) within a market of… more
- Wells Fargo (Greensboro, NC)
- …career" in the US Join us! **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small Business Banking, as part of ... (https://www.wellsfargojobs.com/career-areas/) . Upon required licensing and SAFE registration, the Senior Branch Premier Banker LP (SAFE) employee will transition… more
- Stryker (Charlotte, NC)
- The Senior Manager, Compliance Investigations (Americas) is an integral part of the strategic expansion of Stryker's compliance and ethics function. The position ... evidence, conducting interviews, drafting memos, preparing concise reports for senior leadership and key stakeholders. + **Strategic Case Management:** Apply… more
- Wells Fargo (Charlotte, NC)
- …and aligning with related programs (eg, RCSA, Issue Management, Enterprise Policy Office, Compliance, Change Management, Supply Chain, Regulatory Relations, ... **About this role:** The Enterprise Risk Program Office is seeking a Senior Lead Business Execution Consultant. **In this role you will drive front line enterprise… more