- Citigroup (Getzville, NY)
- …integrity of process, operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and ... The Securities & Derivatives Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department… more
- Guardian Life (Albany, NY)
- …you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule...FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior ...interventions where needed, proposing creative and pragmatic solutions to risk and control issues + Partner with ... function + Identify solutions for a variety of complex and unique control issues, utilizing complex judgement and sophisticated analytical thought + Analyze report… more
- Citigroup (New York, NY)
- …opportunities for growth. The Product Conformance Monitoring Manager is a senior level position responsible for managing Business monitoring programs, setting ... obligations, internal policy requirements and to monitor our Clients' adherence to Risk appetite, in turn supporting the continued growth of the Payments… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York location. Duties: Oversee Citi Private Bank (CPB) portfolios with ... analysis of the Basel parameter and review it with CPB Business and Risk team. Provide Current Expected Credit Loss (CECL) calculations for Delinquency Managed… more
- American Express (New York, NY)
- …payment network and manages bank partnerships globally. The objective of the GMNS Control Management Specialized Operational Risk (OR) team is to provide subject ... matter expertise on specific Operational Risk topics to ensure the BU is equipped with...a diverse team of high-performing professionals focused on ensuring control management is embedded in the day-to-day operations of… more
- Citigroup (New York, NY)
- …of key HR initiatives and processes and provides support to the business unit Senior Human Resources Officer. The HR Business Execution team is a key enabler to ... annual employee surveys, workforce management, regulatory requests, human capital risk ) by designing, executing, and governing methodologies, procedures, and… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate ... the inherent risk of non-compliance with the SEC's Client Asset Protection...& CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report).… more
- Citigroup (New York, NY)
- The Financial Planning and Analysis Senior Group Manager is a senior management level position responsible for providing management with an analysis and insight ... bookings, and creating detailed variance analysis and commentary for senior management + Lead balance sheet management with frequent...and quarterly investment reports + Lead the estimation of risk capital and embed estimation and other metrics of… more