- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- American Express (New York, NY)
- …a critical role in supporting the enterprise by developing and executing a risk -based plan to assess and enhance the company's internal controls over financial ... a robust governance framework and testing program to manage financial reporting risk in compliance with the company's 2LOD objectives and requirements of the… more
- TD Bank (New York, NY)
- …regulatory requirements and manage regulatory compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides ... Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the… more
- Citigroup (New York, NY)
- … senior management or key regional management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance, Finance, CAO, ... on issues of Corporate Law + Key stakeholder in senior forums covering strategy, risk management, corporate...that impact the geography + Actively participate in various risk review and control forums while demonstrating… more
- Citigroup (Getzville, NY)
- …controls. Individuals in this role may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role. ... management and decision-making in line with the expectations of senior management, Board, and Regulators. + Be involved in...+ Minimum of 5-8 years of experience in operational risk management, compliance, audit, or other control -related… more
- Bloomberg (New York, NY)
- …inputs used. And senior executives will obtain a greater sense of control over their risk through the transparency Bloomberg solutions provide. **What's the ... Pricing and Risk Analytics Sales Rep, Enterprise Data Sales, Bloomberg...short and long term disability benefits, 401(k) +match, life insurance , and various wellness programs, among others. The Company… more
- Highmark Health (Buffalo, NY)
- …( Insurance Department, HHS/CMS, Department of Health) on key risk and compliance related activities, issues, and remediation, promoting effective ... Sigma **SKILLS** + Demonstrate expert knowledge of business and technology processes, risk and control frameworks, and assessment methodologies, particularly as… more
- American Express (New York, NY)
- …operational risk and control initiatives such as Project Guardian, Risk Control Self-Assessment (RCSA), Offers, Benefits & Rewards (OBR), internal and ... provide guidance, and support the management of key strategic risk and control objectives in partnership with...action plans against findings. + Provide strategic direction to senior management on process risk issues and… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more