- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the… more
- Wells Fargo (Charlotte, NC)
- …policies, procedures, and governance routines + Generate ad-hoc reports and materials for senior leadership on control outcomes, KRIs, and KPIs + Stay informed ... emerging trading conduct risks **Required Qualifications, US:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and manage regulatory compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides ... Guides and complements the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control functions within the… more
- AIG (Charlotte, NC)
- … control environment including risk management, operational, financial, internal control , and governance processes.As a Senior Audit Manager, you will be ... American International Group, Inc. (AIG) is a leading global insurance organization. Founded in 1919, today AIG member companies...execution of the Core Technology audit plan which includes risk and control evaluation, testing, audit report… more
- Truist (Charlotte, NC)
- …to provide data quality results and value-added recommendations that will influence senior management to improve data management and reporting. Review, analyze and ... specific identified issues, as well as assist the Data Risk Director with compiling the results of assigned enterprise...practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates… more
- Robert Half (Charlotte, NC)
- …f ield). + 2 + years working in internal audit, consulting, assurance services, risk and control programs, or related field, either in professional services or ... JOB REQUISITION Charlotte Technology Audit Senior Consultant (Financial Services) LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Auditor, Senior AVP as part of our Chief Operating Office (COO) Audit Team. The team is responsible for ... or independence + Design and execute tests to verify control effectiveness + Document work papers according to the...audit deliverables **Required Qualifications:** + 4+ years of Audit, Risk experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- …with senior technology leaders and regulators to ensure comprehensive, risk -based audit coverage in a dynamic threat and technology landscape. **In this ... **About this role:** Wells Fargo is seeking a Senior Audit Manager - Executive Director to lead...not just project cycle + Ensure audit engagements are risk -based, and executed according to Internal Audit policies and… more
- Wells Fargo (Charlotte, NC)
- …by its outcomes + Identify and recommend opportunities for process improvement and risk control development within Secured Lending Underwriting functional area + ... or leadership experience **Desired Qualifications:** + Experience working with Senior Leadership and Independent Risk Management +...+ Paid time off + Disability benefits + Life insurance , critical illness insurance , and accident … more
- Wells Fargo (Charlotte, NC)
- …role:** The Enterprise Technology Audit Group (ETAG) is looking to fill an IT Senior Auditor who will support the audit coverage of Wells Fargo's core technology ... or independence + Design and execute tests to verify control effectiveness + Document work papers according to the...audit deliverables **Required Qualifications:** + 4+ years of Audit, Risk experience, or equivalent demonstrated through one or a… more