- TD Bank (New York, NY)
- …the operations or strategy of the Company. The job interacts with senior management in assigned areas, developing, revising, and implementing policies and procedures ... coaching and counseling as needed. This job participates in annual risk assessment process for development of department monitoring plan and participates in routine… more
- Fedcap (New York, NY)
- …proper accounting policies and procedures. In this role, you will conduct both internal control and risk assessment -based audits for multiple practice ... other auditing procedures using data analytics. + Participate in SOX 404 internal control evaluation and testing Financial, Operational and Information Systems… more
- Bank of America (New York, NY)
- …or control functions. Key responsibilities include leading the audit assessment of effectiveness of controls supporting the model life cycle including model ... management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of effectiveness… more
- KeyBank (NY)
- …alignment between the enterprise AML/OFAC Risk Assessments and the Risk and Control Self- Assessment (RCSA). Work with steering committees, working groups, task ... and OFAC) + Possess expertise in the Risk & Control Self- Assessment framework and related Enterprise Risk...Actively participate in regulatory examinations, as required. + Provide senior managers with reports and information for the purpose… more
- Nestle (Bohemia, NY)
- …evaluations of capital investment plans and requests including post CAPEX evaluations + ** Internal Controls -** Ensure clear control and visibility of assets and ... controls in all areas. Accountable for Segregation of Duties (SODs) and assessment of compensating control effectiveness. This includes establishing a solid and… more
- CIBC (New York, NY)
- …Internal audits and controls testing support** + Ensure an effective and documented internal control structure is in place, as evidenced through updates and ... new business initiatives, management reporting, governance and controls and internal audit/deficiency remediations. The US Capital Markets Business Management group… more
- Sunrise Senior Living (Plainview, NY)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place...as applicable for the community. + Responsible for infection control programming, including delegation of infection control … more
- Sunrise Senior Living (Suffolk County, NY)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place...as applicable for the community. + Responsible for infection control programming, including delegation of infection control … more
- Scotiabank (New York, NY)
- …the impact of controls to address ongoing compliance. + Coordinating activities with Internal Control to reinforce the Scotiabank US front office system of ... every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and...the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently… more
- SMBC (New York, NY)
- …(eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment , and workpaper standards. Ability to manage and execute ... audits, ensuring work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting the… more