- KeyBank (Buffalo, NY)
- …and laws. + Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and Audit. **Required ... high impact operational risks, developing assessments, and providing input over control effectiveness through formal reporting, as well as monitoring remediation… more
- Citigroup (New York, NY)
- …Banking, Services, Personal Banking and Wealth Management Businesses, Support and Control Functions and Second Line to support the implementation, develop the ... metrics and updates for monitoring progress and updates to senior management + Create ad hoc reports and presentations,...and completeness and provide guidance to business, risk and control functions + Assist businesses with validation and closure… more
- City National Bank (New York, NY)
- …holding company, and CNB's regulators. Streamline processes for risk identification and assessment , control assessment , testing and issue management. * ... and capacity, and required subject matter expertise, including augmenting internal staff with external resources as necessary. * Ensure...Ensure appropriate escalate of issues to first line and senior management as required. WHAT DO YOU NEED TO… more
- SMBC (New York, NY)
- …Volcker and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment , and workpaper standards. + Strong data and ... functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for overseeing… more
- KeyBank (Amherst, NY)
- …high impact wealth management and trust compliance and operational risks, and assessment of control effectiveness through the execution of risk evaluations ... collaborative relationships in a team environment and with mid- to senior -level management and internal clients. **Preferred Skills/Competencies** + Minimum… more
- KeyBank (NY)
- …focusing on current, high impact BSA/AML, OFAC, Fraud-related compliance risks, and assessment of control effectiveness through the execution of risk evaluations ... collaborative relationships in a team environment and with mid- to senior -level management and internal clients. **Preferred Skills/Competencies** + Minimum… more
- Citigroup (New York, NY)
- …product compliance risk officer for ICRM responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of ... function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures. The Markets CBO and Cluster… more
- CIBC (New York, NY)
- …and key support functions; + Analyzing proposed/new rules as well as market and internal business developments to assess the overall impact on the global Swaps OTC ... requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit; + Assisting in the preparation of written responses to regulatory… more
- Citigroup (New York, NY)
- …identifying key issues, providing structuring input on financing options, driving internal analytical work product and discussions on credit approvals, and maintain ... CLM Credit Officer provides sector and sub-segment insights for key internal and external stakeholders, contributes to industry-specific risk and portfolio content,… more
- SitusAMC (Albany, NY)
- …Maintained, trained upon, is readily accessible, versioned, and managed under change control + Oversight and guidance of new product initiatives ensuring adherence ... + Researches and implements best practice frameworks/capability models that will control costs, provide higher quality, and/or increase predictability of service… more