- Citizens (Charlotte, NC)
- …drive continuous innovation and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for new ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you...an annual and or ad hoc targeted risk and control self- assessment on a product and service… more
- TD Bank (Charlotte, NC)
- …to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance ... in developing solutions across multiple functions or operations + Interprets internal /external business challenges and the industry environment, recommends course of… more
- TD Bank (Charlotte, NC)
- …this role supports management in delivery of initiatives related to risk assessment , internal /external exam support, etc. **Depth & Scope:** + Highly ... in developing solutions across multiple functions or operations + Interprets internal / external business challenges and the industry environment, recommends course… more
- TD Bank (Charlotte, NC)
- …of required outputs, liaison with relevant stakeholders, briefings to senior management and production of associated reporting. **Department Overview:** This ... RRP function is closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities that support… more
- TD Bank (Charlotte, NC)
- …cross-functional teams including US Treasury VPs, line of business heads, senior executives, and external stakeholders to deliver strategic insights and implement ... financial health, operational efficiency, and business growth. By working with our internal partners across finance and businesses, the team helps ensure treasury… more
- TD Bank (Charlotte, NC)
- …new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation ... Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple stakeholders, and manages… more
- USAA (Charlotte, NC)
- …required may be substituted in lieu of a degree. + 10 years of internal audit, risk management, compliance, other control partner experience or relevant ... and efficiency of the Association's governance, risk management, compliance and control processes, and in the course of providing those services, supports… more
- City National Bank (Raleigh, NC)
- …* Bachelor's Degree or equivalent * Minimum 3 years experience in performing internal control audits and risk assessments required. * Minimum 1 year ... and/or private industry experience with knowledge of accounting, finance and internal control areas required. *Additional Qualifications* * Understanding of… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …global trade practices comply with applicable US and international export control laws, sanctions and global trade restrictions. **ENVIRONMENT** * Internal ... Frequent (weekly) liaison with external legal advisors. - Liaison with export control enforcement agencies, authorities and auditors. - Liaison with compliance peers… more
- City National Bank (Raleigh, NC)
- …standards, COSO and risk assessment practices. * Strong understanding of internal control concepts and application of such. * General working knowledge ... others' thinking or approaches in a constructive manner. Advises stakeholders on internal control and governance matters and conducts proactive and ongoing… more