- TD Bank (Charlotte, NC)
- …**TD Bank is seeking a Third-Party Risk Management (TPRM) Compliance Program Senior Manager to support the CPM function and overall Regulatory Compliance Management ... **Compliance Oversight of Third-Party Risk Management:** + **Ensure the identification, assessment , and monitoring of compliance risks associated with key vendors.**… more
- Lowe's (Mooresville, NC)
- …teams in the assessment of processes and identification of risks and control gaps in processes (or supporting technology) through the execution of agile audits, ... **Your Impact** The Senior Manager Audit has supervisory responsibility for the...designed to evaluate the adequacy and effectiveness of those internal controls. + Review the work (audit planning documents,… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and ... management of the portfolio and financials, with deep industry, external/ internal , enterprise knowledge, recognizing and anticipating emerging trends and;… more
- First Horizon Bank (NC)
- …of defense risk management organization including new product governance, Risk and Control Self- Assessment (RCSA), key risk indicators (KRIs), issue management, ... monitoring and testing, identify gaps and drive remediation of control deficiencies. + Escalate issues and gaps to line...and Risk. + Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment … more
- First Horizon Bank (Charlotte, NC)
- …of defense risk management organization including new product governance, Risk and Control Self- Assessment (RCSA), key risk indicators (KRIs), issue management, ... monitoring and testing, identify gaps and drive remediation of control deficiencies. * Escalate issues and gaps to line...and Risk. * Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment … more
- TD Bank (Charlotte, NC)
- …the operations or strategy of the Company. The job interacts with senior management in assigned areas, developing, revising, and implementing policies and procedures ... coaching and counseling as needed. This job participates in annual risk assessment process for development of department monitoring plan and participates in routine… more
- City National Bank (Raleigh, NC)
- …exposure to executive management. * Working knowledge of risk management and/or internal control techniques of investment operations, broker dealer and wealth ... audit, including the planning, execution, and reporting phases. The Senior Manager will also be involved in internal...* Assists with the development of the annual risk assessment and audit plan * Leads and performs continuous… more
- Bank of America (Charlotte, NC)
- …or control functions. Key responsibilities include leading the audit assessment of effectiveness of controls supporting the model life cycle including model ... management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of effectiveness… more
- Sunrise Senior Living (Charlotte, NC)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place...as applicable for the community. + Responsible for infection control programming, including delegation of infection control … more
- City National Bank (Charlotte, NC)
- …risks and controls. Coordinates Risk Registers to support the overall Risk and Control Self- Assessment . Will work with business partners and risk units, to ... executing key program components for all operational risks, including Risk and Control Self Assessments (RCSA's), Key Risk Indicators (KRI's), Issue Management and… more