- TD Bank (Fort Lauderdale, FL)
- …appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation… more
- Citigroup (Jacksonville, FL)
- …Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal controls that are designed to mitigate technology and cyber risks ... skills. Excellent communication skills required to negotiate internally, often at a senior level. A successful candidate should also demonstrate a strong interest in… more
- NBC Universal (Orlando, FL)
- …analyst will also assist in tracking performance metrics, maintaining compliance with internal controls , and supporting audit and tax reporting requirements. ... + Support system testing and new initiatives including acquisitions and mergers Standards and Controls + Adhere to internal controls , SOX requirements, and… more
- BAE Systems (Largo, FL)
- … senior information security officers, information system owners, common control providers, and information system security officers + Experience with eMASS ... with all levels of leadership, as well as both internal and external customers to support a variety of...Action and Milestones (POA&Ms), assessing and auditing systems security controls , and continuous monitoring of controls . +… more
- Citigroup (Tampa, FL)
- …Provide leadership, coordination and support for executing growth, efficiency and control strategies, and day-to-day activities, of the Americas FX Trading and ... + Sales & Trading financials and performance metrics reporting + Governance, Controls , Conduct and Compliance + Strategic development of the business and product… more
- Santander US (Miami, FL)
- …organization. You will be is responsible for maintaining effective internal controls and for executing risk and control procedures, including identification ... new products and business activities program. * Oversee first line new product internal controls , including control descriptions, process maps, test… more
- Stryker (Orlando, FL)
- …ensuring alignment with enterprise compliance reporting frameworks and coordination with internal governance committees and senior leadership. + Co-ordinate and ... of the investigations program and compliance investigation processes. Reporting to the Senior Director - Head of Business Ethics and Investigations, the Program Lead… more
- Citigroup (Tampa, FL)
- …and risk/ control framework enhancements + Responses to, and coordination with Internal Audit, Regulators, and Control Function partners + Representing the ... global Wealth Investment Solutions Business Risk Team as a Senior Vice President, and will report to the global...+ Review and assessment of existing suitability and transaction controls , with an eye toward simplification/automation + Input into… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with 1-3 years of risk management, Supplier Management, Financial Analysis, Procurement, internal control /audit, or information security experience OR ~ *Any ... Monitoring, Issue Tracking, Application Access Management, Separation of Duties, Dual Control , and support for internal audits and regulatory examinations.… more
- Citigroup (Tampa, FL)
- …processes, creating sustainable solutions for minimizing losses resulting from failed internal processes, inadequate controls , and emerging risks. + Monitor ... strategies, and governance processes designed to minimize losses from inadequate controls , fraud, and potential bankruptcy. This includes supervision over technology… more