- TD Bank (New York, NY)
- …where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of ... & Artificial Intelligence **Job Description:** **The** **Business Execution, Strategy and** **Intelligence** ** Senior Manager is a direct report to the US Head of… more
- TD Bank (New York, NY)
- …objective and independent opinions on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research,… more
- Citigroup (New York, NY)
- …of any deterioration in operating performance based on financial reporting. * Support Senior Underwriters during internal reviews (FCR, COBRA, IA) and external ... Citi continues to enhance its business control and governance framework by building out Institutional Credit Management (ICM), a new function in the 1st Line of… more
- TD Bank (New York, NY)
- …Services of TD Securities. Our mission is 'To Deliver World Class Service' to all internal and external clients as we place a focus on people, processes, and ... controls . To achieve this, we need great people that...payments daily. **Position Overview:** This position is for a ** Senior Test / QA Analyst** in our Payment and… more
- JPMorgan Chase (New York, NY)
- …you someone with an investigative mindset, problem-solving skills, and a passion for process controls ? If you are looking to use those skills to make a global impact ... found your next role. Join our Markets QR Business Control Management team, covering a variety of QR teams... advisor to the Front Office, preparing them for internal and external examinations and audits. + Own and… more
- American Express (New York, NY)
- …Qualifications:** + 10 years of relevant experience in IT risk management, internal /external audit, SOX/ITGC testing, or controls assurance + Excellent project ... in technology on #TeamAmex. The objective of the Tech Control Management Risk ID, Assessment, Testing and Reporting team...and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic PRSA reviews and… more
- Deloitte (New York, NY)
- …+ Demonstrate understanding of business processes, regulatory requirements, internal control risk management, process, data and technology controls and ... Senior Manager - FSI Risk, Regulatory & Forensic...model design and implementation, risk assessment and management, and controls testing engagements across three lines of defense +… more
- Deloitte (Jericho, NY)
- …Understanding of business processes, regulatory requirements, risk management, internal control management, process, data and technology controls , or related ... Senior Consultant, Regulatory Reporting Our Deloitte Regulatory, Risk...Developing and implementing regulatory reporting policies, including risk and control assessments, operational and data controls , and… more
- MUFG (New York, NY)
- …hoc Risk/ Controls review, all components of the Risk and Control Self-Assessments (RCSA), Fraud Assessments, Third Party Vendor Assessments, Scenario Analysis, ... documenting loss events, and assisting operations business lines with internal audits and/or RCSA's. **RESPONSIBILITIES** + Issue Management -...samples needed to test controls + Rewrite controls to meet control description requirements +… more
- Quantexa (New York, NY)
- …for people who share that vision. People like you. The opportunity As a Senior GRC Analyst at Quantexa, you will bring excellent demonstrable experience in both US ... GRC function remains resilient, forward-looking, and aligned with Quantexa's internal objectives, client commitments, and complex regulatory requirements. Your… more