- American Express (New York, NY)
- …Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk, financial ... ORM audit portfolio focusing on key operational risk areas including RCSA, Internal Control Framework, Risk Taxonomy, Top Risks, Issues Management, Operational… more
- CIBC (New York, NY)
- …audits and controls testing support** + Ensure an effective and documented internal control structure is in place, as evidenced through updates and ... Markets Business Management also strives to ensure a sound control environment and provides sound advice in support of...as well as adherence to, and successful testing of, internal controls and logical access reviews; maintain,… more
- Brink's (Springfield Gardens, NY)
- …clearly and accurately. + Develop recommended changes in operating procedures and internal controls to correct existing and preclude future inefficiencies. + ... reports, operating practices, and documentation, recommending opportunities to strengthen the internal control structure. + Communicates audit progress and… more
- S&P Global (New York, NY)
- …risk and control management activities, including but not limited to Internal Audit findings, controls testing, risk management and responding to regulators. ... internal use):** 12 **The Team** The In-Business Controls team within the Ratings division is dedicated to...multiple areas within Ratings, . with regular interaction with senior leaders in the Division and Corporate Functions. You… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify ... risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Citigroup (New York, NY)
- …the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, ... Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply...a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying… more
- TD Bank (New York, NY)
- …adequacy, adherence and effectiveness of regulatory compliance management programs and controls in the business. The department also delivers objective guidance and ... providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of...the Board on the state of regulatory compliance risks, controls , and outcomes.** **As part of the Global Regulatory… more
- TD Bank (New York, NY)
- …supervision meetings, as well as Co-Head directs supervisory meetings. + Execute internal control procedures in accordance with the Volcker Enhanced Compliance ... to help manage key risks and confirm that our (Electronic Trading) and automated controls framework is operating effectively and is also fit for purpose. The role… more
- Citigroup (Getzville, NY)
- …+ Partner with Risk & Controls team to maintain and enhance an effective internal control 's structure. + Has the ability to operate with a limited level of ... COO, & CFO) as to the strength of the internal control framework (known as the 17a-5...Business Acumen, Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls , Issue Management, Problem Solving, Regulatory… more
- MetLife (New York, NY)
- …role that reports to the Senior Vice President of Technical Accounting, Internal Controls and External Reporting (ACE). The Global Head of TAG will ... NJ; Bridgewater, NJ; Tampa, FL Setting: Hybrid Reports to: SVP, Technical Accounting, Internal Controls , External Reporting Travel: Less than 5% The Team You… more