- TD Bank (Charlotte, NC)
- …services or banking sector. + Deep knowledge and experience of key processes and internal controls over financial reporting + Strong working knowledge of SOX ... 404, internal control frameworks (COSO), FDICIA regulatory requirements...+ Experience designing, implementing, and evaluating operating effectiveness of internal controls + Excellent stakeholder management skills… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio of governance and control ... controls and connects the dots across issues and control deficiencies across various BUs in order to increase...and; identifying issues and opportunities and recommending action to senior management in the governance and control … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a highly skilled and motivated Senior Market Risk Specialist to join the Corporate and Investment Banking, Chief Risk ... The role will focus on enhancing oversight capabilities, automating manual controls , and ensuring compliance with regulatory commitments. The ideal candidate will… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval to Transact team as a part of Corporate ... 2nd line control , COB, and other stakeholders - improve operational controls to ensure auditability, transparency, and consistency - benchmark internal … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist in Corporate and Investment Banking (CIB) Compliance to support various topics within ... the Cross Asset Team. The Senior Compliance Specialist will be responsible for...Identify and recommend opportunities for process improvement and risk control development + Provide direction to the business on… more
- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As a Compliance Program Specialist Senior within PNC Investments, you will be based in Cleveland, OH. ... Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls , Problem Solving **Work Experience** Roles at this… more
- CBRE (Raleigh, NC)
- …States of America **About The Role:** As a CBRE Property Management Market Ops Senior Specialist , you will provide reporting support to the Market Operations ... PM Senior Market Ops Specialist Job ID...reports and other business metrics. Make recommendations on revised controls for improvement. + Prepare ad hoc data reports.… more
- Astellas Pharma (Sanford, NC)
- **QA Document Control Specialist ** Do you want to be part of an inclusive team that works to develop innovative therapies for patients? Every day, we are driven ... our website at **www.astellas.com** . **The Role** The QA Specialist , Document Control will provide day-to-day support...both regulatory guidance and company policies. + Assist Document Control senior level colleagues in partnering with… more
- Vanguard (Charlotte, NC)
- …which includes banking-like features such as deposits, money movement, and fraud controls . This role is critical to ensuring regulatory alignment across operations ... execute compliance testing frameworks, conduct regulatory due diligence, and validate control effectiveness across complex operational workflows. If you thrive in a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Quantitative Analytics Specialist to fill the role within the Market Risk Analytics team in Corporate and ... to resolve issues and achieve goals + Establishing effective yet automated controls and creating consistent and robust execution processes across models +… more